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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
501
Kroger
KR
$34.8B
$221K 0.02%
+8,581
New +$200K
PSEC icon
502
Prospect Capital
PSEC
$1.06B
$220K 0.02%
33,424
+2,085
+7% +$13.7K
FLOT icon
503
iShares Floating Rate Bond ETF
FLOT
$10.1B
$217K 0.02%
+4,258
New +$217K
VOE icon
504
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$212K 0.02%
+1,879
New +$209K
ZTS icon
505
Zoetis
ZTS
$31.6B
$212K 0.02%
+1,704
New +$206K
TSLA icon
506
Tesla
TSLA
$1.24T
$211K 0.02%
13,110
-1,125
-8% -$17.6K
CXT icon
507
Crane NXT
CXT
$3.04B
$210K 0.02%
7,491
-159
-2% -$4.44K
SCHF icon
508
Schwab International Equity ETF
SCHF
$65.6B
$210K 0.02%
+13,176
New +$207K
STNE icon
509
StoneCo
STNE
$2.62B
$209K 0.02%
+6,000
New +$200K
PYX
510
DELISTED
Pyxus International, Inc.
PYX
$209K 0.02%
16,000
– –
FNV icon
511
Franco-Nevada
FNV
$41.4B
$206K 0.02%
2,261
-1,008
-31% -$92.4K
HCAT icon
512
Health Catalyst
HCAT
$154M
$206K 0.02%
+6,500
New +$256K
TROW icon
513
T. Rowe Price
TROW
$25B
$206K 0.02%
1,806
-70
-4% -$7.79K
FTXO icon
514
First Trust Nasdaq Bank ETF
FTXO
$305M
$205K 0.02%
7,994
– –
RXI icon
515
iShares Global Consumer Discretionary ETF
RXI
$245M
$205K 0.02%
1,710
-162
-9% -$19.3K
PPG icon
516
PPG Industries
PPG
$25.9B
$204K 0.02%
1,718
-80
-4% -$9.21K
SLV icon
517
iShares Silver Trust
SLV
$28.1B
$202K 0.02%
12,714
+1,283
+11% +$20.4K
SPYV icon
518
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$201K 0.02%
+6,277
New +$198K
FTEC icon
519
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$200K 0.02%
3,143
-808
-20% -$51.4K
VKQ icon
520
Invesco Municipal Trust
VKQ
$536M
$200K 0.02%
15,888
– –
KL
521
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$200K 0.02%
+4,470
New +$204K
MDIV icon
522
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$189K 0.02%
10,263
+179
+2% +$3.29K
JMLP
523
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$183K 0.02%
32,180
+3,860
+14% +$22.6K
GLUU
524
DELISTED
Glu Mobile Inc.
GLUU
$165K 0.02%
33,147
+2,683
+9% +$15.4K
HLX icon
525
Helix Energy Solutions
HLX
$1.46B
$158K 0.02%
+19,556
New +$158K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.