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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PULS icon
476
PGIM Ultra Short Bond ETF
PULS
$17.7B
$1.14M 0.03%
22,932
-18,015
-44% -$894K
PPA icon
477
Invesco Aerospace & Defense ETF
PPA
$8.07B
$1.13M 0.03%
9,846
+670
+7% +$72.8K
GM icon
478
General Motors
GM
$80.9B
$1.12M 0.03%
24,891
+5,089
+26% +$236K
TRV icon
479
Travelers Companies
TRV
$81.1B
$1.11M 0.03%
4,729
+1,794
+61% +$396K
VOT icon
480
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$1.11M 0.03%
4,546
-5
-0.1% -$1.16K
RRX icon
481
Regal Rexnord
RRX
$12.5B
$1.1M 0.03%
6,635
+6
+0.1% +$927
CEG icon
482
Constellation Energy
CEG
$92.1B
$1.1M 0.03%
4,229
-37,676
-90% -$7.49M
EES icon
483
WisdomTree US SmallCap Earnings Fund
EES
$720M
$1.09M 0.03%
20,732
-96
-0.5% -$4.87K
JXN icon
484
Jackson Financial
JXN
$8.4B
$1.09M 0.03%
11,996
-75
-0.6% -$6.26K
BR icon
485
Broadridge
BR
$18.4B
$1.09M 0.03%
5,083
-93
-2% -$19.5K
NEA icon
486
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$1.09M 0.03%
91,216
-973
-1% -$11.3K
DHR icon
487
Danaher
DHR
$138B
$1.09M 0.03%
3,924
-10
-0.3% -$2.65K
BSV icon
488
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.09M 0.03%
13,818
-752
-5% -$58.6K
SYY icon
489
Sysco
SYY
$40.8B
$1.09M 0.03%
13,939
+1,041
+8% +$78.3K
GCOW icon
490
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$1.08M 0.03%
29,665
+117
+0.4% +$4.13K
ROK icon
491
Rockwell Automation
ROK
$51.1B
$1.08M 0.03%
4,033
+37
+0.9% +$9.82K
WELL icon
492
Welltower
WELL
$174B
$1.08M 0.03%
8,450
+463
+6% +$54K
WCC
493
WESCO International
WCC
$15.1B
$1.07M 0.03%
6,380
-16
-0.3% -$2.6K
TTD icon
494
Trade Desk
TTD
$8.97B
$1.05M 0.03%
9,533
-3,358
-26% -$335K
KMB icon
495
Kimberly-Clark
KMB
$37.6B
$1.03M 0.03%
7,209
+490
+7% +$69.5K
PRU icon
496
Prudential Financial
PRU
$42.6B
$1.03M 0.03%
8,466
+318
+4% +$37.6K
OEF icon
497
iShares S&P 100 ETF
OEF
$19.5B
$1.02M 0.03%
3,680
-71
-2% -$19K
STZ icon
498
Constellation Brands
STZ
$22.5B
$1.01M 0.03%
3,919
+1,168
+42% +$290K
DFAS icon
499
Dimensional US Small Cap ETF
DFAS
$15.3B
$1M 0.03%
15,478
-54
-0.3% -$3.38K
XYL icon
500
Xylem
XYL
$28.5B
$1M 0.03%
7,430
+224
+3% +$30K
18 19
20
21 22

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.