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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
476
Teva Pharmaceuticals
TEVA
$41.2B
$1.08M 0.03%
76,217
+29,307
+62% +$369K
VTIP icon
477
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.07M 0.03%
22,387
-3,480
-13% -$166K
KLAC icon
478
KLA
KLAC
$236B
$1.06M 0.03%
15,180
+1,250
+9% +$80.3K
TJX icon
479
TJX Companies
TJX
$176B
$1.06M 0.03%
10,457
-887
-8% -$86K
VOT icon
480
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$1.06M 0.03%
4,486
+471
+12% +$106K
SYY icon
481
Sysco
SYY
$40.6B
$1.06M 0.03%
13,012
-1,558
-11% -$123K
SCHW
482
Charles Schwab
SCHW
$181B
$1.05M 0.03%
14,572
+714
+5% +$47K
RQI icon
483
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$1.05M 0.03%
87,083
-316
-0.4% -$3.75K
FXO icon
484
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.05M 0.03%
22,100
-5,102
-19% -$226K
INDA icon
485
iShares MSCI India ETF
INDA
$6.88B
$1.05M 0.03%
+20,314
New +$1.02M
BR icon
486
Broadridge
BR
$17.9B
$1.05M 0.03%
5,102
+119
+2% +$24K
EES icon
487
WisdomTree US SmallCap Earnings Fund
EES
$720M
$1.04M 0.03%
20,768
+712
+4% +$34.3K
TM icon
488
Toyota
TM
$227B
$1.03M 0.03%
4,094
+243
+6% +$53.8K
BE icon
489
Bloom Energy
BE
$61B
$1.03M 0.03%
91,520
+27,861
+44% +$306K
BABA icon
490
Alibaba
BABA
$279B
$1.02M 0.03%
14,121
+1,553
+12% +$114K
USVT
491
DELISTED
US Value ETF
USVT
$1.02M 0.03%
32,106
-230
-0.7% -$6.76K
GCOW icon
492
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$1.01M 0.03%
29,127
+4,527
+18% +$154K
FXH icon
493
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$1M 0.03%
9,130
-1
-0% -$106
RIG icon
494
Transocean
RIG
$5.62B
$998K 0.03%
158,860
+41,750
+36% +$228K
DVN icon
495
Devon Energy
DVN
$50.9B
$989K 0.03%
19,696
-1,477
-7% -$65.6K
MPLX icon
496
MPLX
MPLX
$58.5B
$979K 0.03%
23,565
-5,087
-18% -$197K
VAW icon
497
Vanguard Materials ETF
VAW
$3.02B
$978K 0.03%
4,785
-164
-3% -$31.1K
FBT icon
498
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.87B
$975K 0.03%
6,341
-651
-9% -$99.3K
XLP icon
499
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$972K 0.03%
12,726
-189
-1% -$14K
OKE icon
500
Oneok
OKE
$56.1B
$969K 0.03%
12,078
+335
+3% +$24.5K
18 19
20
21 22

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.