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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
476
Booz Allen Hamilton
BAH
$8.44B
$798K 0.03%
7,295
+2,031
+39% +$233K
MKC icon
477
McCormick & Company Non-Voting
MKC
$14B
$795K 0.03%
10,510
+224
+2% +$18.7K
CBSH icon
478
Commerce Bancshares
CBSH
$8.68B
$792K 0.03%
19,114
+9,426
+97% +$408K
NUE icon
479
Nucor
NUE
$58.3B
$792K 0.03%
5,064
-491
-9% -$81.3K
JNK icon
480
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$791K 0.03%
8,752
-19,273
-69% -$1.77M
OKE icon
481
Oneok
OKE
$56.7B
$790K 0.03%
12,453
+3,357
+37% +$219K
SPGI icon
482
S&P Global
SPGI
$124B
$787K 0.03%
2,154
-68
-3% -$26.7K
EWBC icon
483
East-West Bancorp
EWBC
$17.8B
$787K 0.03%
14,930
+3,863
+35% +$217K
FITB
484
Fifth Third Bancorp
FITB
$51.3B
$779K 0.03%
30,746
+4,501
+17% +$121K
PAA icon
485
Plains All American Pipeline
PAA
$17.6B
$779K 0.03%
50,849
+1,301
+3% +$19.5K
CSX icon
486
CSX Corp
CSX
$94B
$778K 0.03%
25,293
+950
+4% +$30.1K
ETR icon
487
Entergy
ETR
$50.3B
$778K 0.03%
16,820
+7,192
+75% +$351K
GCOW icon
488
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$776K 0.03%
23,829
+4,593
+24% +$154K
PPL
489
PPL Corp
PPL
$26.9B
$773K 0.03%
32,799
-1,156
-3% -$29.9K
UPST icon
490
Upstart Holdings
UPST
$2.55B
$772K 0.03%
27,057
-7,652
-22% -$308K
PPA icon
491
Invesco Aerospace & Defense ETF
PPA
$8.07B
$769K 0.03%
9,623
+504
+6% +$42.1K
OEF icon
492
iShares S&P 100 ETF
OEF
$19.5B
$767K 0.03%
3,821
-26
-0.7% -$5.42K
RQI icon
493
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$764K 0.03%
75,520
+4,111
+6% +$46.9K
DHR icon
494
Danaher
DHR
$138B
$762K 0.03%
3,464
+381
+12% +$85K
BUD icon
495
AB InBev
BUD
$164B
$759K 0.03%
13,723
-1,619
-11% -$91.8K
SWAV
496
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$758K 0.03%
3,805
+308
+9% +$72.8K
TIPZ icon
497
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$757K 0.03%
14,602
-3,960
-21% -$210K
PEY icon
498
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$756K 0.03%
39,413
-2,513
-6% -$50.1K
FHN icon
499
First Horizon
FHN
$12.2B
$755K 0.03%
68,542
+15,601
+29% +$193K
SOFI icon
500
SoFi Technologies
SOFI
$19.6B
$750K 0.03%
93,914
+793
+0.9% +$6.97K
18 19
20
21 22

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.