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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSEP icon
476
FT Vest US Equity Deep Buffer ETF September
DSEP
$351M
$835K 0.03%
26,075
– –
JEF icon
477
Jefferies Financial Group
JEF
$12.6B
$832K 0.03%
+26,200
New +$947K
VAW icon
478
Vanguard Materials ETF
VAW
$2.95B
$830K 0.03%
4,666
-376
-7% -$67.3K
VRTX icon
479
Vertex Pharmaceuticals
VRTX
$121B
$828K 0.03%
2,627
+65
+3% +$19.5K
DOW icon
480
Dow Inc
DOW
$21.9B
$823K 0.03%
15,018
+3,415
+29% +$192K
BABA icon
481
Alibaba
BABA
$293B
$814K 0.03%
7,971
+680
+9% +$68.1K
DFAS icon
482
Dimensional US Small Cap ETF
DFAS
$15.4B
$814K 0.03%
15,439
-1,395
-8% -$75.5K
PAVE icon
483
Global X US Infrastructure Development ETF
PAVE
$13.9B
$812K 0.03%
28,644
+12,996
+83% +$368K
BR icon
484
Broadridge
BR
$17.8B
$811K 0.03%
5,530
+126
+2% +$18K
ENB icon
485
Enbridge
ENB
$119B
$809K 0.03%
21,184
-5,822
-22% -$228K
COHR icon
486
Coherent
COHR
$51.4B
$805K 0.03%
21,150
-344
-2% -$14K
PRU icon
487
Prudential Financial
PRU
$42.4B
$802K 0.03%
9,687
+1,683
+21% +$161K
WCC
488
WESCO International
WCC
$16.7B
$797K 0.03%
+5,160
New +$773K
PCN
489
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$797K 0.03%
63,556
+3,379
+6% +$44.1K
GOGL
490
DELISTED
Golden Ocean Group
GOGL
$793K 0.03%
83,267
-240,873
-74% -$2.28M
TTD icon
491
Trade Desk
TTD
$8.48B
$777K 0.03%
12,762
-835
-6% -$44.4K
FTRI icon
492
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$772K 0.03%
58,165
-1,717
-3% -$23.8K
RPV icon
493
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
$771K 0.03%
10,156
-3,217
-24% -$261K
GDV icon
494
Gabelli Dividend & Income Trust
GDV
$2.6B
$768K 0.03%
36,938
+674
+2% +$14.3K
MP icon
495
MP Materials
MP
$7.36B
$767K 0.03%
27,205
-658
-2% -$19.9K
AMX icon
496
America Movil
AMX
$76.1B
$765K 0.03%
+36,325
New +$745K
DINT icon
497
Davis Select International ETF
DINT
$290M
$757K 0.03%
41,237
-2,772
-6% -$52.5K
SPGI icon
498
S&P Global
SPGI
$121B
$756K 0.03%
2,192
-16
-0.7% -$5.63K
FMB icon
499
First Trust Managed Municipal ETF
FMB
$2.04B
$754K 0.03%
14,794
-352
-2% -$17.9K
DTE icon
500
DTE Energy
DTE
$29.5B
$751K 0.03%
+6,856
New +$768K
18 19
20
21 22

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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STA
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Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.