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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHN icon
476
First Horizon
FHN
$12.2B
$180K 0.02%
22,385
+798
+4% +$11.1K
VIPS icon
477
Vipshop
VIPS
$7.37B
$180K 0.02%
+11,601
New +$165K
MDIV icon
478
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$176K 0.02%
14,978
+4,852
+48% +$80.3K
OXY icon
479
Occidental Petroleum
OXY
$56.8B
$165K 0.02%
+14,223
New +$467K
SLV icon
480
iShares Silver Trust
SLV
$28B
$165K 0.02%
12,630
– –
PID icon
481
Invesco International Dividend Achievers ETF
PID
$926M
$162K 0.02%
14,248
+8
+0.1% +$122
S
482
DELISTED
Sprint Corporation
S
$159K 0.02%
18,405
+6,100
+50% +$42.8K
FXN icon
483
First Trust Energy AlphaDEX Fund
FXN
$388M
$156K 0.02%
39,239
-3,610
-8% -$27.6K
RTL
484
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$142K 0.02%
22,742
+18
+0.1% +$200
VGM icon
485
Invesco Trust Investment Grade Municipals
VGM
$548M
$140K 0.01%
11,607
-1,900
-14% -$24.2K
AAL icon
486
American Airlines Group
AAL
$10.1B
$137K 0.01%
+11,202
New +$255K
PAA icon
487
Plains All American Pipeline
PAA
$17.3B
$134K 0.01%
+25,465
New +$349K
NUV icon
488
Nuveen Municipal Value Fund
NUV
$1.92B
$130K 0.01%
13,342
+18
+0.1% +$189
RF icon
489
Regions Financial
RF
$26.4B
$129K 0.01%
14,333
+4,250
+42% +$59.5K
AMJ
490
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$128K 0.01%
14,124
– –
HAL icon
491
Halliburton
HAL
$26.9B
$122K 0.01%
+17,796
New +$310K
MLPX icon
492
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$118K 0.01%
+6,422
New +$196K
FDUS icon
493
Fidus Investment
FDUS
$749M
$113K 0.01%
17,093
+175
+1% +$2.26K
HBI
494
DELISTED
Hanesbrands
HBI
$110K 0.01%
13,914
-270
-2% -$3.42K
STML
495
DELISTED
Stemline Therapeutics, Inc.
STML
$102K 0.01%
21,100
+8,735
+71% +$56.6K
CHI
496
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$86K 0.01%
10,300
– –
ING icon
497
ING
ING
$99.8B
$83K 0.01%
+15,985
New +$154K
WKHS icon
498
Workhorse Group
WKHS
$33.2M
$80K 0.01%
15
+1
+7% +$8.6K
MYOV
499
DELISTED
Myovant Sciences Ltd.
MYOV
$80K 0.01%
10,643
-13,463
-56% -$151K
MTG icon
500
MGIC Investment
MTG
$6.16B
$73K 0.01%
11,456
+458
+4% +$5.53K
18 19
20
21 22

Similar funds

AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return
STA
Summit Trail Advisors New York $6.98B AUM 19.51% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.