We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
476
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$310K 0.02%
1,562
+54
+4% +$10.2K
TIPT icon
477
Tiptree Inc
TIPT
$678M
$309K 0.02%
37,948
– –
USIG icon
478
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$308K 0.02%
5,286
-2,105
-28% -$122K
AMJ
479
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$308K 0.02%
+14,124
New +$304K
UL icon
480
Unilever
UL
$132B
$306K 0.02%
4,756
-739
-13% -$49.1K
TLT icon
481
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$304K 0.02%
2,244
-109
-5% -$15.2K
ZM icon
482
Zoom
ZM
$26.7B
$304K 0.02%
+4,466
New +$307K
RDIV icon
483
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$302K 0.02%
7,665
-250
-3% -$9.59K
RTL
484
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$301K 0.02%
22,724
-18,688
-45% -$267K
XBI icon
485
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$297K 0.02%
+3,127
New +$270K
VOE icon
486
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$294K 0.02%
2,467
+588
+31% +$67.8K
DVN icon
487
Devon Energy
DVN
$49.8B
$293K 0.02%
+11,283
New +$254K
FLCB icon
488
Franklin US Core Bond ETF
FLCB
$3.02B
$293K 0.02%
+11,677
New +$294K
GLU
489
Gabelli Utility & Income Trust
GLU
$115M
$291K 0.02%
15,400
– –
RFAP
490
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$290K 0.02%
5,463
-1,904
-26% -$99.5K
DWX icon
491
State Street SPDR S&P International Dividend ETF
DWX
$523M
$287K 0.02%
7,129
– –
ILCG icon
492
iShares Morningstar Growth ETF
ILCG
$3.09B
$284K 0.02%
6,775
-50
-0.7% -$1.99K
COLL icon
493
Collegium Pharmaceutical
COLL
$1.15B
$283K 0.02%
+13,751
New +$229K
ARGX icon
494
argenx
ARGX
$55.6B
$282K 0.02%
+1,754
New +$237K
PEG icon
495
Public Service Enterprise Group
PEG
$39.5B
$282K 0.02%
+4,782
New +$290K
DBEM icon
496
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
$279K 0.02%
11,732
-164
-1% -$3.76K
ORLY icon
497
O'Reilly Automotive
ORLY
$75.1B
$278K 0.02%
9,510
+1,020
+12% +$29.2K
ROST icon
498
Ross Stores
ROST
$78.1B
$278K 0.02%
+2,391
New +$269K
URI icon
499
United Rentals
URI
$70.2B
$277K 0.02%
1,662
-4,204
-72% -$611K
IJT icon
500
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$276K 0.02%
2,856
+90
+3% +$8.31K
18 19
20
21 22

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.