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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
26
Vanguard Growth ETF
VUG
$216B
$20.7M 0.62%
359,838
-33,492
-9% -$1.84M
MOAT icon
27
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$20.4M 0.61%
227,307
+40,942
+22% +$3.51M
FPE icon
28
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$19.2M 0.57%
1,108,607
+175,640
+19% +$3M
SPLV icon
29
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$18.9M 0.56%
287,488
-16,026
-5% -$1.02M
MRK icon
30
Merck
MRK
$324B
$18.7M 0.56%
141,815
+20,857
+17% +$2.57M
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$3.91T
$18.3M 0.55%
121,347
+3,696
+3% +$529K
WMT icon
32
Walmart Inc
WMT
$871B
$17.7M 0.53%
293,964
+10,677
+4% +$611K
TLT icon
33
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$16.8M 0.5%
177,812
+388
+0.2% +$36.7K
VOO icon
34
Vanguard S&P 500 ETF
VOO
$968B
$16.8M 0.5%
34,912
-6,248
-15% -$2.86M
PEP icon
35
PepsiCo
PEP
$186B
$16.7M 0.5%
95,241
-2,452
-3% -$413K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$3.9T
$16.6M 0.5%
109,281
-25,852
-19% -$3.73M
IYJ icon
37
iShares US Industrials ETF
IYJ
$1.98B
$16.2M 0.48%
128,748
+26,891
+26% +$3.18M
GLD icon
38
SPDR Gold Trust
GLD
$131B
$15.8M 0.47%
76,695
-34,829
-31% -$6.68M
IYW icon
39
iShares US Technology ETF
IYW
$23.7B
$15.7M 0.47%
116,282
+19,068
+20% +$2.48M
LLY icon
40
Eli Lilly
LLY
$1.07T
$15.5M 0.46%
19,887
+7,382
+59% +$5.25M
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$15.4M 0.46%
31,614
-2,451
-7% -$1.09M
JNJ icon
42
Johnson & Johnson
JNJ
$635B
$14.9M 0.44%
94,297
+4,130
+5% +$657K
HD icon
43
Home Depot
HD
$332B
$14.8M 0.44%
38,563
+829
+2% +$303K
AGG icon
44
iShares Core US Aggregate Bond ETF
AGG
$138B
$14.2M 0.42%
145,281
+3,948
+3% +$386K
MCD icon
45
McDonald's
MCD
$188B
$14.1M 0.42%
50,019
+4,102
+9% +$1.19M
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.07T
$14M 0.42%
33,324
+332
+1% +$131K
COWZ icon
47
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$13.7M 0.41%
236,212
+26,011
+12% +$1.39M
FVC icon
48
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$13.7M 0.41%
397,076
-23,250
-6% -$779K
COST icon
49
Costco
COST
$415B
$13.3M 0.4%
18,196
+474
+3% +$338K
CGDV icon
50
Capital Group Dividend Value ETF
CGDV
$36.6B
$12.9M 0.38%
395,490
+46,286
+13% +$1.42M
1
2
3 4 5

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.