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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
26
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$16.7M 0.65%
500,529
+9,574
+2% +$332K
PEP icon
27
PepsiCo
PEP
$186B
$16.2M 0.63%
95,648
+16,817
+21% +$3.05M
AVGO icon
28
Broadcom
AVGO
$1.82T
$15.9M 0.62%
191,520
+17,560
+10% +$1.52M
TLT icon
29
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$15.8M 0.61%
178,199
+17,507
+11% +$1.68M
FIXD icon
30
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$15.5M 0.6%
367,307
+202,919
+123% +$8.8M
VUG icon
31
Vanguard Growth ETF
VUG
$216B
$15.4M 0.6%
340,224
+43,470
+15% +$2.05M
CVX icon
32
Chevron
CVX
$388B
$15.4M 0.6%
91,236
-11,115
-11% -$1.8M
WMT icon
33
Walmart Inc
WMT
$871B
$14.6M 0.57%
274,452
-6,339
-2% -$337K
JNJ icon
34
Johnson & Johnson
JNJ
$635B
$14.6M 0.56%
93,611
+667
+0.7% +$110K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$3.91T
$13.8M 0.53%
105,227
-1,075
-1% -$139K
BILS icon
36
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$13.7M 0.53%
138,074
+43,511
+46% +$4.32M
CSCO icon
37
Cisco
CSCO
$450B
$13.2M 0.51%
246,230
-2,370
-1% -$128K
UNH icon
38
UnitedHealth
UNH
$382B
$13.2M 0.51%
26,119
-1,002
-4% -$493K
SPIP icon
39
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$12.2M 0.47%
492,711
+18,826
+4% +$477K
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.07T
$11.7M 0.45%
33,295
+1,764
+6% +$626K
MCD icon
41
McDonald's
MCD
$188B
$11.6M 0.45%
43,930
-231
-0.5% -$65.9K
CMCSA icon
42
Comcast
CMCSA
$79.1B
$11.5M 0.44%
259,194
-3,122
-1% -$139K
MRK icon
43
Merck
MRK
$324B
$11.5M 0.44%
111,599
+18,709
+20% +$2.02M
HD icon
44
Home Depot
HD
$332B
$11.2M 0.43%
37,150
-1,725
-4% -$555K
MOAT icon
45
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$11.1M 0.43%
146,361
+47,756
+48% +$3.8M
GLD icon
46
SPDR Gold Trust
GLD
$131B
$10.6M 0.41%
61,798
-5,397
-8% -$965K
COST icon
47
Costco
COST
$415B
$10.5M 0.41%
18,531
-174
-0.9% -$96K
COWZ icon
48
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$10.4M 0.4%
211,276
+109,847
+108% +$5.51M
IYJ icon
49
iShares US Industrials ETF
IYJ
$1.98B
$9.96M 0.39%
98,761
-1,178
-1% -$125K
IYW icon
50
iShares US Technology ETF
IYW
$23.7B
$9.91M 0.38%
94,493
+991
+1% +$108K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.