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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
26
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.92M 0.73%
17,777
-30,000
-63% -$3.24M
RFFC icon
27
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$1.91M 0.73%
54,566
-10,119
-16% -$348K
JPM icon
28
JPMorgan Chase
JPM
$939B
$1.88M 0.72%
19,523
-51,602
-73% -$5.07M
LMT icon
29
Lockheed Martin
LMT
$134B
$1.86M 0.71%
4,857
-10,478
-68% -$4M
FV icon
30
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.77M 0.68%
51,943
-1,465,782
-97% -$49.9M
IJR icon
31
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.75M 0.67%
24,840
-23,650
-49% -$1.69M
MDT icon
32
Medtronic
MDT
$107B
$1.72M 0.66%
16,602
-41,292
-71% -$4.15M
FVD icon
33
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.72M 0.66%
54,673
-575,604
-91% -$18.3M
VGLT icon
34
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$1.72M 0.66%
17,220
+4,462
+35% +$451K
CSCO icon
35
Cisco
CSCO
$450B
$1.66M 0.63%
42,034
-74,511
-64% -$3.25M
IWM icon
36
iShares Russell 2000 ETF
IWM
$80.9B
$1.57M 0.6%
10,500
-11,623
-53% -$1.75M
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.57M 0.6%
18,917
-5,143
-21% -$427K
XLB icon
38
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.55M 0.59%
48,770
-4,794
-9% -$149K
IVV icon
39
iShares Core S&P 500 ETF
IVV
$876B
$1.55M 0.59%
4,602
-12,399
-73% -$4.13M
XLK icon
40
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.5M 0.58%
25,792
-27,872
-52% -$1.57M
ZM icon
41
Zoom
ZM
$25.8B
$1.45M 0.55%
3,073
-905
-23% -$289K
MET icon
42
MetLife
MET
$61B
$1.42M 0.54%
38,252
-18,667
-33% -$709K
FXL icon
43
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.42M 0.54%
15,622
-3,994
-20% -$352K
GD icon
44
General Dynamics
GD
$105B
$1.42M 0.54%
10,253
-13,640
-57% -$2.01M
ALL icon
45
Allstate
ALL
$66.9B
$1.42M 0.54%
15,050
-8,134
-35% -$759K
XLF icon
46
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.42M 0.54%
58,834
-92,603
-61% -$2.25M
EQIX icon
47
Equinix
EQIX
$107B
$1.29M 0.49%
1,701
-11
-0.6% -$8.32K
T icon
48
AT&T
T
$165B
$1.29M 0.49%
59,957
-278,040
-82% -$6.21M
FPE icon
49
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.28M 0.49%
66,728
-70,169
-51% -$1.34M
EMLC icon
50
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$1.22M 0.47%
39,564
-7,215
-15% -$226K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.