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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
26
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5.19M 0.55%
38,916
+37,046
+1,981% +$4.77M
IYW icon
27
iShares US Technology ETF
IYW
$23.7B
$5.17M 0.55%
101,136
-7,984
-7% -$463K
RFCI icon
28
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$4.96M 0.53%
195,275
-22,273
-10% -$565K
LMBS icon
29
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.95M 0.53%
97,015
+4,461
+5% +$232K
VZ icon
30
Verizon
VZ
$194B
$4.93M 0.52%
91,826
-4,187
-4% -$240K
LLY icon
31
Eli Lilly
LLY
$1.07T
$4.85M 0.52%
34,992
+29,671
+558% +$4.08M
GILD icon
32
Gilead Sciences
GILD
$161B
$4.85M 0.51%
64,892
+49,667
+326% +$3.43M
CVX icon
33
Chevron
CVX
$388B
$4.66M 0.49%
64,327
+18,523
+40% +$1.83M
IVV icon
34
iShares Core S&P 500 ETF
IVV
$869B
$4.45M 0.47%
17,227
+3,657
+27% +$1.12M
PEP icon
35
PepsiCo
PEP
$186B
$4.45M 0.47%
37,013
+4,407
+14% +$596K
GLD icon
36
SPDR Gold Trust
GLD
$132B
$4.28M 0.45%
28,913
+3,468
+14% +$516K
COST icon
37
Costco
COST
$415B
$4.11M 0.44%
14,416
-879
-6% -$267K
FTSM icon
38
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$3.99M 0.42%
67,617
-11,447
-14% -$685K
IAU icon
39
iShares Gold Trust
IAU
$63B
$3.97M 0.42%
131,813
+10,131
+8% +$306K
TGT icon
40
Target
TGT
$62.1B
$3.97M 0.42%
42,689
+2,940
+7% +$326K
NEE icon
41
NextEra Energy
NEE
$187B
$3.93M 0.42%
65,324
+6,548
+11% +$412K
APO icon
42
Apollo Global Management
APO
$70.7B
$3.89M 0.41%
116,057
+23,341
+25% +$1M
BIV icon
43
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.89M 0.41%
43,511
-5,910
-12% -$524K
LMT icon
44
Lockheed Martin
LMT
$134B
$3.86M 0.41%
11,393
-8,713
-43% -$3.43M
JPST icon
45
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.8M 0.4%
76,490
-7,191
-9% -$362K
IEF icon
46
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.79M 0.4%
+31,159
New +$3.59M
ABT icon
47
Abbott
ABT
$180B
$3.78M 0.4%
47,912
+5,900
+14% +$492K
MCD icon
48
McDonald's
MCD
$188B
$3.76M 0.4%
22,763
+1,710
+8% +$337K
MA icon
49
Mastercard
MA
$477B
$3.75M 0.4%
15,505
-8,749
-36% -$2.6M
FPX icon
50
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.73M 0.4%
59,201
+650
+1% +$50.2K
1
2
3 4 5

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.