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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
26
Vanguard Total Bond Market
BND
$157B
$5.89M 0.45%
70,263
+22,400
+47% +$1.88M
ADI icon
27
Analog Devices
ADI
$181B
$5.85M 0.45%
49,226
+22,253
+83% +$2.51M
PFF icon
28
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.67M 0.44%
150,978
+50,692
+51% +$1.89M
CVX icon
29
Chevron
CVX
$388B
$5.52M 0.43%
45,804
+8,966
+24% +$1.06M
RFCI icon
30
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$5.46M 0.42%
217,548
-26,702
-11% -$672K
JNJ icon
31
Johnson & Johnson
JNJ
$634B
$5.46M 0.42%
37,417
+15,720
+72% +$2.13M
RFDA icon
32
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$5.28M 0.41%
150,793
-21,697
-13% -$729K
APD icon
33
Air Products & Chemicals
APD
$66.3B
$5.23M 0.4%
22,268
+19,197
+625% +$4.33M
TGT icon
34
Target
TGT
$62.1B
$5.1M 0.39%
39,749
+34,866
+714% +$4.09M
DHR icon
35
Danaher
DHR
$135B
$4.96M 0.38%
+36,420
New +$4.6M
XLF icon
36
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.88M 0.38%
158,495
-1,353
-0.8% -$39.7K
LMBS icon
37
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.79M 0.37%
92,554
+7,081
+8% +$367K
MCO icon
38
Moody's
MCO
$82.4B
$4.75M 0.37%
+20,029
New +$4.45M
FTSM icon
39
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.75M 0.37%
79,064
+19,073
+32% +$1.15M
FPX icon
40
First Trust US Equity Opportunities ETF
FPX
$1.51B
$4.71M 0.36%
58,551
+4,278
+8% +$332K
ZTS icon
41
Zoetis
ZTS
$31.6B
$4.69M 0.36%
35,416
+33,712
+1,978% +$4.19M
VFC icon
42
VF Corp
VFC
$6.68B
$4.53M 0.35%
45,462
+36,725
+420% +$3.29M
COST icon
43
Costco
COST
$415B
$4.5M 0.35%
15,295
+9,638
+170% +$2.86M
FXO icon
44
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$4.49M 0.35%
133,894
-2,779
-2% -$90.3K
CG icon
45
Carlyle Group
CG
$16.3B
$4.47M 0.34%
139,310
-47,445
-25% -$1.34M
PEP icon
46
PepsiCo
PEP
$186B
$4.46M 0.34%
32,606
+15,947
+96% +$2.17M
APO icon
47
Apollo Global Management
APO
$70.7B
$4.42M 0.34%
92,716
-35,648
-28% -$1.52M
IVV icon
48
iShares Core S&P 500 ETF
IVV
$876B
$4.39M 0.34%
13,570
+200
+1% +$61.9K
PLD icon
49
Prologis
PLD
$138B
$4.38M 0.34%
49,113
+22,524
+85% +$2M
MRK icon
50
Merck
MRK
$324B
$4.31M 0.33%
49,699
+28,501
+134% +$2.34M
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.