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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CG icon
26
Carlyle Group
CG
$16.3B
$4.77M 0.49%
186,755
+103,192
+123% +$2.47M
XLY icon
27
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.62M 0.47%
76,602
+14,238
+23% +$858K
JPST icon
28
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.48M 0.46%
88,841
+6,762
+8% +$341K
XLF icon
29
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.48M 0.46%
159,848
-9,067
-5% -$250K
LMBS icon
30
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.44M 0.46%
85,473
+9,385
+12% +$487K
CVX icon
31
Chevron
CVX
$388B
$4.37M 0.45%
36,838
+12,011
+48% +$1.46M
WMT icon
32
Walmart Inc
WMT
$871B
$4.36M 0.45%
110,163
+309
+0.3% +$11.7K
FXO icon
33
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$4.35M 0.45%
136,673
+2,296
+2% +$72.6K
FVC icon
34
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$4.2M 0.43%
158,798
-1,876
-1% -$50.2K
IDU icon
35
iShares US Utilities ETF
IDU
$1.41B
$4.13M 0.42%
50,778
+1,140
+2% +$88.7K
FPX icon
36
First Trust US Equity Opportunities ETF
FPX
$1.51B
$4.12M 0.42%
54,273
+1,427
+3% +$112K
LMT icon
37
Lockheed Martin
LMT
$134B
$4.1M 0.42%
10,502
+89
+0.9% +$33.5K
BND icon
38
Vanguard Total Bond Market
BND
$157B
$4.04M 0.42%
47,863
+26,250
+121% +$2.2M
IVV icon
39
iShares Core S&P 500 ETF
IVV
$876B
$3.99M 0.41%
13,370
-4,090
-23% -$1.22M
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$3.95M 0.41%
61,660
+22,176
+56% +$1.4M
IYC icon
41
iShares US Consumer Discretionary ETF
IYC
$1.12B
$3.89M 0.4%
71,592
+572
+0.8% +$31.4K
HUSV icon
42
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$3.87M 0.4%
140,640
-5,837
-4% -$158K
PFF icon
43
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.76M 0.39%
100,286
+13,284
+15% +$494K
DWIN
44
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.76M 0.39%
146,744
+12,550
+9% +$322K
PIZ icon
45
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$3.69M 0.38%
139,820
-7,149
-5% -$192K
IAU icon
46
iShares Gold Trust
IAU
$63B
$3.62M 0.37%
128,445
+7,675
+6% +$216K
FTSM icon
47
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$3.6M 0.37%
59,991
+12,483
+26% +$750K
XLK icon
48
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.6M 0.37%
89,318
+9,814
+12% +$393K
GLD icon
49
SPDR Gold Trust
GLD
$131B
$3.56M 0.37%
25,613
+20,336
+385% +$2.83M
BIV icon
50
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.48M 0.36%
39,594
+36,534
+1,194% +$3.19M
1
2
3 4 5

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.