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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWIN
26
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$2.86M 0.58%
119,650
-5,052
-4% -$123K
PG icon
27
Procter & Gamble
PG
$343B
$2.85M 0.57%
30,931
-2,086
-6% -$186K
MO icon
28
Altria Group
MO
$122B
$2.81M 0.57%
56,943
-3,639
-6% -$211K
DIA icon
29
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.78M 0.56%
11,900
-781
-6% -$195K
RSP icon
30
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$2.73M 0.55%
29,749
+11,845
+66% +$1.17M
GMED icon
31
Globus Medical
GMED
$10.4B
$2.65M 0.54%
61,355
– –
LMBS icon
32
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$2.57M 0.52%
50,400
+25,116
+99% +$1.28M
JPST icon
33
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.56M 0.52%
51,067
+38,934
+321% +$1.95M
IDU icon
34
iShares US Utilities ETF
IDU
$1.41B
$2.47M 0.5%
+36,756
New +$2.53M
RFFC icon
35
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.39M 0.48%
80,684
-6,533
-7% -$212K
BSJJ
36
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.31M 0.47%
97,826
-9,424
-9% -$226K
AVGO icon
37
Broadcom
AVGO
$1.82T
$2.21M 0.45%
88,210
+30,450
+53% +$719K
XOM icon
38
ExxonMobil
XOM
$651B
$2.19M 0.44%
31,679
-2,764
-8% -$217K
IVV icon
39
iShares Core S&P 500 ETF
IVV
$876B
$2.17M 0.44%
8,573
+1,818
+27% +$494K
XLV icon
40
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$2.16M 0.44%
25,105
+9,369
+60% +$848K
BA icon
41
Boeing
BA
$165B
$2.14M 0.43%
6,637
+141
+2% +$48.7K
CIBR icon
42
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.14M 0.43%
91,292
+56,244
+160% +$1.41M
FDN icon
43
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.09M 0.42%
17,751
-2,317
-12% -$288K
IAU icon
44
iShares Gold Trust
IAU
$63B
$2.09M 0.42%
84,807
+27,747
+49% +$653K
CVX icon
45
Chevron
CVX
$388B
$2.08M 0.42%
19,013
+1,194
+7% +$138K
JNJ icon
46
Johnson & Johnson
JNJ
$634B
$2.08M 0.42%
16,103
-1,158
-7% -$162K
BMY icon
47
Bristol-Myers Squibb
BMY
$127B
$2.06M 0.42%
40,057
-2,751
-6% -$148K
PFF icon
48
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.04M 0.41%
59,630
-33,105
-36% -$1.17M
RFDA icon
49
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$2.01M 0.41%
70,676
-7,929
-10% -$242K
APO icon
50
Apollo Global Management
APO
$70.7B
$1.98M 0.4%
80,637
+56,347
+232% +$1.62M
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.