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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
(-27%)
Cap. Flow
-$217M
Cap. Flow
% of AUM
-40.42%
Top 10 Holdings %
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$1.81M |
| 2 |
Broadcom
AVGO
|
+$1.01M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$959K |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$44.6M |
| 2 |
Blackstone
BX
|
+$16.3M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$16.1M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$15.7M |
| 5 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$12.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.92% |
| 2 | Healthcare | 4.13% |
| 3 | Financials | 3.72% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Communication Services | 3.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
ALPS Active Equity Opportunity ETF
RFFC
$29.5M
| $3.08M | 0.57% |
87,217
-22,116
| -20% | -$786K |
|
27
iShares US Financials ETF
IYF
$4.37B
| $2.99M | 0.56% |
49,614
-9,028
| -15% | -$553K |
|
28
JPMorgan Chase
JPM
$931B
| $2.99M | 0.56% |
26,880
-8,512
| -24% | -$966K |
|
29
Verizon
VZ
$188B
| $2.96M | 0.55% |
57,953
-10,649
| -16% | -$564K |
|
30
ExxonMobil
XOM
$656B
| $2.89M | 0.54% |
34,443
-14,243
| -29% | -$1.16M |
|
31
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
| $2.87M | 0.54% |
104,767
-116,409
| -53% | -$3.26M |
|
|
BSJI
32
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $2.77M | 0.52% |
110,261
+3,178
| +3% | +$79.8K |
|
33
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
| $2.75M | 0.51% |
20,068
-2,861
| -12% | -$406K |
|
34
Walmart Inc
WMT
$868B
| $2.69M | 0.5% |
88,953
-11,976
| -12% | -$366K |
|
|
BSJJ
35
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $2.59M | 0.48% |
107,250
+5,100
| +5% | +$124K |
|
36
Procter & Gamble
PG
$344B
| $2.59M | 0.48% |
33,017
-2,041
| -6% | -$167K |
|
37
Bristol-Myers Squibb
BMY
$127B
| $2.58M | 0.48% |
42,808
-6,321
| -13% | -$375K |
|
38
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
| $2.58M | 0.48% |
78,605
-29,772
| -27% | -$990K |
|
39
Meta Platforms (Facebook)
META
$1.53T
| $2.56M | 0.48% |
14,147
-2,176
| -13% | -$394K |
|
40
DuPont de Nemours
DD
$18.5B
| $2.39M | 0.45% |
14,543
-259
| -2% | -$44.6K |
|
41
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
| $2.28M | 0.42% |
85,132
-54,207
| -39% | -$1.51M |
|
42
State Street Energy Select Sector SPDR ETF
XLE
$40B
| $2.28M | 0.42% |
59,554
-78,014
| -57% | -$2.93M |
|
43
Boeing
BA
$165B
| $2.26M | 0.42% |
6,496
-5,793
| -47% | -$2.04M |
|
44
Chevron
CVX
$392B
| $2.24M | 0.42% |
17,819
-2,033
| -10% | -$247K |
|
45
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
| $2.17M | 0.4% |
124,889
-77,539
| -38% | -$1.48M |
|
46
Johnson & Johnson
JNJ
$632B
| $2.15M | 0.4% |
17,261
-1,499
| -8% | -$199K |
|
47
Alphabet (Google) Class C
GOOG
$3.89T
| $2.15M | 0.4% |
37,660
+500
| +1% | +$29.9K |
|
48
Honeywell
HON
$77.1B
| $2.14M | 0.4% |
14,640
-1,853
| -11% | -$263K |
|
49
Intel
INTC
$483B
| $2.04M | 0.38% |
41,432
-44,051
| -52% | -$2.14M |
|
50
First Trust Financials AlphaDEX Fund
FXO
$1.11B
| $2.03M | 0.38% |
64,363
-13,246
| -17% | -$428K |
|
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Prospera Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.
- Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
- Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
- Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
- Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
- Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
- Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.
Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.