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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
26
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.89M 0.54%
11,392
+2,016
+22% +$702K
DIA icon
27
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.84M 0.54%
15,865
-2,304
-13% -$579K
XLI icon
28
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.83M 0.54%
51,726
+7,554
+17% +$582K
BA icon
29
Boeing
BA
$165B
$3.79M 0.53%
11,565
+5,735
+98% +$1.94M
DWIN
30
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.74M 0.52%
148,082
-392
-0.3% -$10.2K
PIZ icon
31
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$3.66M 0.51%
132,814
+6,041
+5% +$171K
MU icon
32
Micron Technology
MU
$1.04T
$3.64M 0.51%
68,325
+53,779
+370% +$2.57M
IVV icon
33
iShares Core S&P 500 ETF
IVV
$876B
$3.63M 0.51%
13,687
+837
+7% +$230K
VZ icon
34
Verizon
VZ
$194B
$3.61M 0.5%
75,518
+8,801
+13% +$442K
IYF icon
35
iShares US Financials ETF
IYF
$4.39B
$3.58M 0.5%
60,672
+10,758
+22% +$653K
MSFT icon
36
Microsoft
MSFT
$2.84T
$3.4M 0.48%
37,052
+4,289
+13% +$392K
RFDA icon
37
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$3.38M 0.47%
107,809
+1,576
+1% +$50.9K
RFFC icon
38
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$3.25M 0.45%
101,393
+22,611
+29% +$754K
IYC icon
39
iShares US Consumer Discretionary ETF
IYC
$1.12B
$3.15M 0.44%
69,172
+7,728
+13% +$363K
BMY icon
40
Bristol-Myers Squibb
BMY
$127B
$3.1M 0.43%
49,164
-2,196
-4% -$141K
GMED icon
41
Globus Medical
GMED
$10.4B
$3.07M 0.43%
61,630
– –
FPE icon
42
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.07M 0.43%
157,418
+6,703
+4% +$133K
BSJI
43
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.07M 0.43%
122,094
+4,761
+4% +$119K
EEM icon
44
iShares MSCI Emerging Markets ETF
EEM
$28B
$3M 0.42%
62,275
+7,085
+13% +$347K
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3M 0.42%
91,700
+25,702
+39% +$863K
NVDA icon
46
NVIDIA
NVDA
$5.01T
$2.95M 0.41%
518,920
-18,000
-3% -$106K
WMT icon
47
Walmart Inc
WMT
$871B
$2.94M 0.41%
99,372
+10,614
+12% +$341K
XOM icon
48
ExxonMobil
XOM
$651B
$2.88M 0.4%
38,533
+151
+0.4% +$12.1K
BSJJ
49
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.84M 0.4%
116,650
+11,700
+11% +$284K
RFEM icon
50
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$2.7M 0.38%
36,438
+7,519
+26% +$563K
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.