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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
26
iShares Core S&P 500 ETF
IVV
$876B
$3.5M 0.54%
12,850
-1,033
-7% -$271K
FVC icon
27
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$3.47M 0.53%
135,103
+31,756
+31% +$801K
RFDA icon
28
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$3.4M 0.52%
106,233
+11,069
+12% +$342K
XLI icon
29
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.39M 0.52%
44,172
+2,271
+5% +$165K
JPM icon
30
JPMorgan Chase
JPM
$939B
$3.35M 0.51%
31,028
-3,649
-11% -$369K
XOM icon
31
ExxonMobil
XOM
$651B
$3.27M 0.5%
38,382
+5,120
+15% +$423K
MDY icon
32
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.25M 0.5%
9,376
-1,349
-13% -$455K
IYW icon
33
iShares US Technology ETF
IYW
$23.7B
$3.17M 0.48%
77,348
-10,928
-12% -$438K
BMY icon
34
Bristol-Myers Squibb
BMY
$127B
$3.16M 0.48%
51,360
-12,966
-20% -$811K
XLY icon
35
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.12M 0.48%
61,796
-4,972
-7% -$234K
FPE icon
36
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.01M 0.46%
150,715
+3,767
+3% +$75.7K
IYF icon
37
iShares US Financials ETF
IYF
$4.39B
$2.98M 0.46%
49,914
-10,800
-18% -$627K
BSJI
38
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.94M 0.45%
117,333
-11,700
-9% -$295K
AMZN icon
39
Amazon
AMZN
$2.5T
$2.94M 0.45%
49,740
-14,980
-23% -$824K
WMT icon
40
Walmart Inc
WMT
$871B
$2.93M 0.45%
88,758
-3,039
-3% -$93K
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$2.86M 0.44%
15,799
+2,663
+20% +$471K
MSFT icon
42
Microsoft
MSFT
$2.84T
$2.83M 0.43%
32,763
-5,424
-14% -$445K
NVDA icon
43
NVIDIA
NVDA
$5.01T
$2.81M 0.43%
536,920
+15,840
+3% +$78.7K
IYC icon
44
iShares US Consumer Discretionary ETF
IYC
$1.12B
$2.76M 0.42%
61,444
-5,412
-8% -$230K
EFA icon
45
iShares MSCI EAFE ETF
EFA
$76.4B
$2.75M 0.42%
38,302
+1,986
+5% +$138K
UPS icon
46
United Parcel Service
UPS
$97.6B
$2.63M 0.4%
21,782
+13,556
+165% +$1.59M
RFFC icon
47
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.63M 0.4%
78,782
+9,264
+13% +$294K
EEM icon
48
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.62M 0.4%
55,190
-2,638
-5% -$122K
AMLP icon
49
Alerian MLP ETF
AMLP
$13B
$2.61M 0.4%
48,286
-3,214
-6% -$172K
PGF icon
50
Invesco Financial Preferred ETF
PGF
$676M
$2.61M 0.4%
138,303
+250
+0.2% +$4.73K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.