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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
26
iShares US Financials ETF
IYF
$4.34B
$3.41M 0.52%
60,714
-1,048
-2% -$57.1K
BND icon
27
Vanguard Total Bond Market
BND
$157B
$3.4M 0.52%
41,493
-2,380
-5% -$195K
BA icon
28
Boeing
BA
$164B
$3.35M 0.51%
13,149
-252
-2% -$58.7K
JPM icon
29
JPMorgan Chase
JPM
$925B
$3.33M 0.51%
34,677
+16,468
+90% +$1.52M
IYW icon
30
iShares US Technology ETF
IYW
$24B
$3.31M 0.5%
88,276
+1,556
+2% +$57K
XLF icon
31
State Street Financial Select Sector SPDR ETF
XLF
$55B
$3.27M 0.5%
125,743
-74,790
-37% -$1.87M
BSJI
32
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.27M 0.5%
129,033
+1,800
+1% +$45.5K
BSJH
33
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$3.12M 0.47%
121,307
-3,200
-3% -$82.2K
AMZN icon
34
Amazon
AMZN
$2.53T
$3.12M 0.47%
64,720
-700
-1% -$34.4K
INTC icon
35
Intel
INTC
$507B
$3.1M 0.47%
80,736
+4,591
+6% +$163K
DIA icon
36
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$3.1M 0.47%
13,761
+995
+8% +$218K
XLY icon
37
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$3.04M 0.46%
66,768
-39,492
-37% -$1.78M
XLI icon
38
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$3M 0.46%
41,901
-16,281
-28% -$1.12M
FPE icon
39
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$2.95M 0.45%
146,948
+26,201
+22% +$527K
AMLP icon
40
Alerian MLP ETF
AMLP
$13B
$2.89M 0.44%
51,500
+1,448
+3% +$82.8K
RFDA icon
41
ALPS Dynamic US Dividend Advantage ETF
RFDA
$87.5M
$2.87M 0.44%
95,164
+17,507
+23% +$506K
MSFT icon
42
Microsoft
MSFT
$2.83T
$2.85M 0.43%
38,187
-81
-0.2% -$5.92K
USMV icon
43
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$2.76M 0.42%
54,564
+423
+0.8% +$21.1K
IYC icon
44
iShares US Consumer Discretionary ETF
IYC
$1.11B
$2.75M 0.42%
66,856
+2,088
+3% +$85.7K
BSJJ
45
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.75M 0.42%
111,150
+3,300
+3% +$81.3K
XOM icon
46
ExxonMobil
XOM
$653B
$2.72M 0.41%
33,262
+127
+0.4% +$10.1K
FDL icon
47
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$2.66M 0.4%
91,350
-5,818
-6% -$165K
PGF icon
48
Invesco Financial Preferred ETF
PGF
$675M
$2.62M 0.4%
138,053
+6,400
+5% +$122K
EEM icon
49
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$2.6M 0.4%
57,828
+50,219
+660% +$2.21M
RFEU
50
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$2.54M 0.39%
39,378
+11,237
+40% +$709K
1
2
3 4 5

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.