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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
(+2.5%)
Cap. Flow
+$4.3M
Cap. Flow
% of AUM
0.84%
Top 10 Holdings %
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.14M |
| 2 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$5.95M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.31M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$2.97M |
| 5 |
Blackstone
BX
|
+$2.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$7.22M |
| 2 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$7.02M |
| 3 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$6.05M |
| 4 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$4.78M |
| 5 |
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
|
+$2.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 5.17% |
| 2 | Technology | 3.68% |
| 3 | Healthcare | 3.41% |
| 4 | Energy | 3.35% |
| 5 | Communication Services | 3.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DWIN
26
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
| $3.26M | 0.64% |
118,987
-2,790
| -2% | -$75.5K |
|
27
Alerian MLP ETF
AMLP
$13B
| $3.07M | 0.6% |
48,699
+5,026
| +12% | +$310K |
|
28
Vanguard Mid-Cap Value ETF
VOE
$23.5B
| $3.06M | 0.6% |
30,983
-612
| -2% | -$58K |
|
29
GE Aerospace
GE
$362B
| $3.02M | 0.59% |
19,950
+5,665
| +40% | +$823K |
|
30
Bristol-Myers Squibb
BMY
$126B
| $2.93M | 0.57% |
49,541
+13,377
| +37% | +$731K |
|
|
BSJI
31
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $2.78M | 0.54% |
110,233
+1,300
| +1% | +$32.7K |
|
32
iShares Select Dividend ETF
DVY
$23.6B
| $2.77M | 0.54% |
31,213
+14,493
| +87% | +$1.25M |
|
33
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
| $2.72M | 0.53% |
97,943
-19,238
| -16% | -$522K |
|
34
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
| $2.64M | 0.52% |
174,539
-1,088
| -0.6% | -$16.8K |
|
35
Amazon
AMZN
$2.53T
| $2.6M | 0.51% |
68,080
+12,140
| +22% | +$476K |
|
36
Invesco Financial Preferred ETF
PGF
$675M
| $2.44M | 0.48% |
135,987
-3,549
| -3% | -$65.2K |
|
37
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
| $2.43M | 0.48% |
111,269
+996
| +0.9% | +$21.8K |
|
38
ExxonMobil
XOM
$653B
| $2.4M | 0.47% |
26,891
-3,390
| -11% | -$296K |
|
39
Duke Energy
DUK
$100B
| $2.39M | 0.47% |
30,786
+14,360
| +87% | +$1.1M |
|
40
iShares US Industrials ETF
IYJ
$1.97B
| $2.38M | 0.47% |
39,414
+27,534
| +232% | +$1.61M |
|
41
Vanguard Real Estate ETF
VNQ
$39.1B
| $2.24M | 0.44% |
26,668
-145
| -0.5% | -$11.8K |
|
42
iShares US Financials ETF
IYF
$4.34B
| $2.23M | 0.44% |
43,792
+24,004
| +121% | +$1.15M |
|
43
Vanguard Small-Cap Value ETF
VBR
$36.7B
| $2.13M | 0.42% |
17,404
-436
| -2% | -$50K |
|
44
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $2.11M | 0.41% |
6,989
+4,111
| +143% | +$1.19M |
|
45
Gilead Sciences
GILD
$161B
| $2.07M | 0.41% |
28,181
+12,936
| +85% | +$962K |
|
46
Microsoft
MSFT
$2.83T
| $2.02M | 0.4% |
32,394
+954
| +3% | +$57.4K |
|
47
Intel
INTC
$506B
| $2M | 0.39% |
55,187
+21,189
| +62% | +$759K |
|
48
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
| $1.99M | 0.39% |
92,050
+7,250
| +9% | +$154K |
|
49
Johnson & Johnson
JNJ
$621B
| $1.95M | 0.38% |
16,824
+210
| +1% | +$24.3K |
|
50
Chevron
CVX
$390B
| $1.86M | 0.36% |
15,826
+1,131
| +8% | +$123K |
|
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Prospera Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.
By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.
- Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
- Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
- Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
- Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
- Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
- Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
- Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.
Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.