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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
26
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.77M 0.61%
34,380
-745
-2% -$61.9K
VZ icon
27
Verizon
VZ
$183B
$2.76M 0.6%
59,668
+2,085
+4% +$94.7K
XLB icon
28
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$2.7M 0.59%
+124,396
New +$2.76M
VOE icon
29
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.68M 0.59%
31,201
+263
+0.9% +$23K
SHV icon
30
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$2.66M 0.58%
24,154
-41,165
-63% -$4.54M
AMLP icon
31
Alerian MLP ETF
AMLP
$12.9B
$2.66M 0.58%
44,103
+3,616
+9% +$226K
PIE icon
32
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$2.51M 0.55%
167,675
+9,438
+6% +$148K
VNQ icon
33
Vanguard Real Estate ETF
VNQ
$39.1B
$2.42M 0.53%
30,332
-647
-2% -$51.2K
PGF icon
34
Invesco Financial Preferred ETF
PGF
$674M
$2.3M 0.5%
122,113
+5,750
+5% +$107K
BSJH
35
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.23M 0.49%
89,357
+1,097
+1% +$27.9K
XOM icon
36
ExxonMobil
XOM
$650B
$2.14M 0.47%
27,412
+494
+2% +$39.5K
AMZN icon
37
Amazon
AMZN
$2.51T
$2.12M 0.46%
62,600
+11,540
+23% +$364K
XLV icon
38
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$2.09M 0.46%
29,025
-22,652
-44% -$1.6M
MSFT icon
39
Microsoft
MSFT
$2.83T
$1.95M 0.43%
35,061
+1,735
+5% +$91.3K
LLY icon
40
Eli Lilly
LLY
$1.06T
$1.8M 0.4%
21,397
+15,301
+251% +$1.27M
ETP
41
DELISTED
Energy Transfer Partners L.p.
ETP
$1.76M 0.39%
52,142
-9,129
-15% -$358K
VBR icon
42
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.75M 0.38%
17,735
-2
-0% -$204
NS
43
DELISTED
NuStar Energy L.P.
NS
$1.59M 0.35%
39,785
-2,875
-7% -$124K
GG
44
DELISTED
Goldcorp Inc
GG
$1.49M 0.33%
129,280
-21,132
-14% -$269K
GILD icon
45
Gilead Sciences
GILD
$162B
$1.49M 0.33%
14,745
+3,296
+29% +$343K
SPY icon
46
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$1.45M 0.32%
7,117
+1,561
+28% +$321K
NKE icon
47
Nike
NKE
$60.8B
$1.45M 0.32%
+23,157
New +$1.49M
SDIV icon
48
Global X SuperDividend ETF
SDIV
$1.21B
$1.41M 0.31%
23,852
-33
-0.1% -$2K
JNJ icon
49
Johnson & Johnson
JNJ
$624B
$1.38M 0.3%
13,455
-1,538
-10% -$155K
CVX icon
50
Chevron
CVX
$387B
$1.35M 0.3%
15,031
+3,429
+30% +$309K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.