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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
26
Alerian MLP ETF
AMLP
$12.9B
$2.96M 0.74%
33,753
-3,230
-9% -$293K
QQQ icon
27
Invesco QQQ Trust
QQQ
$460B
$2.9M 0.72%
28,074
+17,338
+161% +$1.75M
VOE icon
28
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.83M 0.71%
31,681
+1,178
+4% +$103K
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$39.1B
$2.47M 0.62%
30,511
+876
+3% +$68.7K
FRI icon
30
First Trust S&P REIT Index Fund
FRI
$191M
$2.31M 0.57%
103,538
+38,059
+58% +$817K
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$2.3M 0.57%
11,204
+4,363
+64% +$877K
BSJG
32
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.29M 0.57%
88,593
-2,690
-3% -$71.1K
PAA icon
33
Plains All American Pipeline
PAA
$17.4B
$2.2M 0.55%
42,851
+600
+1% +$31.9K
NS
34
DELISTED
NuStar Energy L.P.
NS
$2.13M 0.53%
36,940
+2,300
+7% +$137K
PGF icon
35
Invesco Financial Preferred ETF
PGF
$674M
$2.04M 0.51%
111,585
+517
+0.5% +$9.37K
VZ icon
36
Verizon
VZ
$183B
$1.94M 0.48%
41,429
+453
+1% +$22.2K
VBR icon
37
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.89M 0.47%
17,826
+521
+3% +$53.7K
FXG icon
38
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.83M 0.46%
42,952
-770
-2% -$31.6K
PIZ icon
39
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$1.78M 0.44%
74,056
+10,586
+17% +$256K
XLV icon
40
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$1.74M 0.43%
25,494
+20,355
+396% +$1.36M
JNJ icon
41
Johnson & Johnson
JNJ
$624B
$1.72M 0.43%
16,419
+756
+5% +$79.7K
PIE icon
42
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$1.71M 0.43%
97,521
+9,297
+11% +$169K
MSFT icon
43
Microsoft
MSFT
$2.83T
$1.7M 0.42%
36,653
+1,098
+3% +$51.5K
SDY icon
44
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.66M 0.41%
21,091
+14,283
+210% +$1.12M
FXH icon
45
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.6M 0.4%
26,590
+2,714
+11% +$158K
XOM icon
46
ExxonMobil
XOM
$650B
$1.59M 0.4%
17,186
+1,612
+10% +$150K
FXU icon
47
First Trust Utilities AlphaDEX Fund
FXU
$838M
$1.51M 0.38%
60,907
+35,811
+143% +$857K
FXL icon
48
First Trust Technology AlphaDEX Fund
FXL
$2.51B
$1.51M 0.38%
43,762
+30,703
+235% +$1.01M
SDIV icon
49
Global X SuperDividend ETF
SDIV
$1.21B
$1.51M 0.38%
21,779
-11,616
-35% -$824K
TLT icon
50
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.35M 0.34%
10,738
+3,953
+58% +$479K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.