We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
26
Plains All American Pipeline
PAA
$17.4B
$2.24M 0.71%
40,559
+1,567
+4% +$82.3K
BSJG
27
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.16M 0.68%
79,150
+4,124
+5% +$112K
CWB icon
28
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.16M 0.68%
44,607
+24,640
+123% +$1.19M
SDIV icon
29
Global X SuperDividend ETF
SDIV
$1.21B
$1.94M 0.61%
26,287
-6,718
-20% -$475K
JNK icon
30
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.92M 0.6%
15,450
+5,043
+48% +$620K
NS
31
DELISTED
NuStar Energy L.P.
NS
$1.91M 0.6%
34,840
-150
-0.4% -$7.68K
PGF icon
32
Invesco Financial Preferred ETF
PGF
$676M
$1.9M 0.6%
106,947
+506
+0.5% +$8.84K
VNQ icon
33
Vanguard Real Estate ETF
VNQ
$39.9B
$1.88M 0.59%
26,555
+2,810
+12% +$192K
VZ icon
34
Verizon
VZ
$194B
$1.79M 0.56%
38,049
+4,555
+14% +$215K
VBR icon
35
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.7M 0.54%
16,917
-1,090
-6% -$106K
PSEC icon
36
Prospect Capital
PSEC
$1.06B
$1.54M 0.49%
142,200
+6,500
+5% +$71.9K
XOM icon
37
ExxonMobil
XOM
$651B
$1.53M 0.48%
16,624
+2,925
+21% +$279K
PIZ icon
38
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$1.47M 0.46%
55,305
+5,443
+11% +$144K
IBND icon
39
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$1.4M 0.44%
37,618
+16,499
+78% +$609K
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.4M 0.44%
7,488
+514
+7% +$94.3K
SPIB icon
41
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.39M 0.44%
40,918
+18,485
+82% +$627K
PIE icon
42
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$1.29M 0.41%
73,157
+11,078
+18% +$193K
MSFT icon
43
Microsoft
MSFT
$2.84T
$1.21M 0.38%
30,658
+612
+2% +$23K
FXH icon
44
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.17M 0.37%
27,540
-51,464
-65% -$2.62M
PAAS icon
45
Pan American Silver
PAAS
$18.6B
$1.17M 0.37%
90,561
+53,191
+142% +$712K
JNJ icon
46
Johnson & Johnson
JNJ
$634B
$1.14M 0.36%
12,023
-3,601
-23% -$334K
EFA icon
47
iShares MSCI EAFE ETF
EFA
$76.4B
$1.13M 0.36%
16,799
+2,770
+20% +$183K
GLD icon
48
SPDR Gold Trust
GLD
$131B
$1.1M 0.35%
9,031
-586
-6% -$73K
VPU
49
Vanguard Utilities ETF
VPU
$8.83B
$1.04M 0.33%
11,484
+654
+6% +$56.4K
SBUX icon
50
Starbucks
SBUX
$118B
$1.03M 0.33%
30,276
+3,204
+12% +$119K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.