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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
26
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$3M 1.01%
43,344
+11,994
+38% +$787K
AMLP icon
27
Alerian MLP ETF
AMLP
$13B
$3M 1.01%
33,678
-2,049
-6% -$180K
AAPL icon
28
Apple
AAPL
$4.89T
$2.91M 0.98%
145,320
-24,808
-15% -$469K
QQQ icon
29
Invesco QQQ Trust
QQQ
$457B
$2.83M 0.95%
32,206
+6,587
+26% +$549K
T icon
30
AT&T
T
$164B
$2.69M 0.91%
101,479
-39,203
-28% -$1.03M
ETP
31
DELISTED
Energy Transfer Partners L.p.
ETP
$2.65M 0.89%
46,245
-9,875
-18% -$524K
SDIV icon
32
Global X SuperDividend ETF
SDIV
$1.21B
$2.32M 0.78%
33,005
+3,385
+11% +$236K
VOE icon
33
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.05M 0.69%
25,658
+11,947
+87% +$922K
BSJG
34
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.03M 0.68%
75,026
+57,869
+337% +$1.56M
PAA icon
35
Plains All American Pipeline
PAA
$17.5B
$2.02M 0.68%
38,992
-4,500
-10% -$230K
PGF icon
36
Invesco Financial Preferred ETF
PGF
$676M
$1.8M 0.61%
106,441
-9,100
-8% -$156K
NS
37
DELISTED
NuStar Energy L.P.
NS
$1.78M 0.6%
34,990
-3,625
-9% -$168K
VBR icon
38
Vanguard Small-Cap Value ETF
VBR
$37.2B
$1.75M 0.59%
18,007
+8,162
+83% +$770K
IWV icon
39
iShares Russell 3000 ETF
IWV
$19.6B
$1.65M 0.55%
+14,895
New +$1.58M
VZ icon
40
Verizon
VZ
$191B
$1.65M 0.55%
33,494
-9,606
-22% -$472K
VNQ icon
41
Vanguard Real Estate ETF
VNQ
$40B
$1.53M 0.52%
23,745
+978
+4% +$65.4K
PSEC icon
42
Prospect Capital
PSEC
$1.07B
$1.52M 0.51%
+135,700
New +$1.53M
JNJ icon
43
Johnson & Johnson
JNJ
$633B
$1.43M 0.48%
15,624
+928
+6% +$85.5K
XOM icon
44
ExxonMobil
XOM
$650B
$1.39M 0.47%
13,699
-10,549
-44% -$975K
PIZ icon
45
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$717M
$1.32M 0.44%
49,862
+9,048
+22% +$231K
IWM icon
46
iShares Russell 2000 ETF
IWM
$81.3B
$1.29M 0.43%
11,182
-29,905
-73% -$3.3M
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$1.29M 0.43%
6,974
-11,357
-62% -$2.01M
IDLV icon
48
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$1.28M 0.43%
40,613
+17,513
+76% +$546K
JNK icon
49
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.27M 0.43%
10,407
-976
-9% -$118K
IGIB icon
50
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$1.15M 0.39%
21,266
-2,400
-10% -$130K
1
2
3 4 5

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.