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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIIG icon
451
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$648M
$1.41M 0.03%
68,940
+471
+0.7% +$9.83K
BXMX
452
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.41M 0.03%
100,669
+4,298
+4% +$59.6K
BSJT icon
453
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$560M
$1.4M 0.03%
+65,372
New +$1.41M
MPLX icon
454
MPLX
MPLX
$60.1B
$1.4M 0.03%
29,177
+2,630
+10% +$122K
FEP icon
455
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.39M 0.03%
38,943
+2,401
+7% +$89.3K
VNQ icon
456
Vanguard Real Estate ETF
VNQ
$40B
$1.38M 0.03%
15,490
+1,765
+13% +$167K
PGR icon
457
Progressive
PGR
$128B
$1.38M 0.03%
5,763
-5
-0.1% -$1.26K
QSPT icon
458
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$1.38M 0.03%
49,869
-300
-0.6% -$8.21K
SMOT icon
459
VanEck Morningstar SMID Moat ETF
SMOT
$340M
$1.37M 0.03%
39,760
+29,070
+272% +$1.04M
IEZ icon
460
iShares US Oil Equipment & Services ETF
IEZ
$350M
$1.37M 0.03%
69,167
+6,835
+11% +$141K
CBOE icon
461
Cboe Global Markets
CBOE
$31.1B
$1.36M 0.03%
6,966
-127
-2% -$26.2K
FIS icon
462
Fidelity National Information Services
FIS
$23.2B
$1.36M 0.03%
16,816
-7,286
-30% -$627K
IWS icon
463
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.35M 0.03%
10,424
-1,178
-10% -$158K
MINT icon
464
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.34M 0.03%
13,365
+1,153
+9% +$116K
BABA icon
465
Alibaba
BABA
$276B
$1.34M 0.03%
15,792
+2,439
+18% +$230K
GLW icon
466
Corning
GLW
$108B
$1.33M 0.03%
28,049
+22,208
+380% +$1.05M
IGSB icon
467
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.33M 0.03%
25,737
+2,599
+11% +$135K
VRTX icon
468
Vertex Pharmaceuticals
VRTX
$124B
$1.33M 0.03%
3,302
-10,196
-76% -$4.73M
PAVE icon
469
Global X US Infrastructure Development ETF
PAVE
$14.1B
$1.32M 0.03%
32,705
-12,600
-28% -$540K
VDE icon
470
Vanguard Energy ETF
VDE
$9.72B
$1.31M 0.03%
10,807
-2,769
-20% -$353K
ANGL icon
471
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$1.3M 0.03%
45,454
-313
-0.7% -$9.08K
HYLS icon
472
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1.3M 0.03%
31,524
-1,105
-3% -$46.1K
SCHG icon
473
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$1.3M 0.03%
46,676
+8,860
+23% +$242K
LDSF icon
474
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$1.3M 0.03%
69,281
+6,238
+10% +$118K
VTEB icon
475
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.28M 0.03%
25,615
+1,154
+5% +$58.3K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.