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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEZ icon
451
iShares US Oil Equipment & Services ETF
IEZ
$350M
$1.25M 0.03%
62,332
+4,878
+8% +$104K
VTEB icon
452
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.25M 0.03%
24,461
+472
+2% +$23.9K
PKB icon
453
Invesco Building & Construction ETF
PKB
$436M
$1.24M 0.03%
15,635
-521
-3% -$37.9K
MPC icon
454
Marathon Petroleum
MPC
$89.3B
$1.24M 0.03%
7,614
-209
-3% -$35.3K
RQI icon
455
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.24M 0.03%
87,580
+1,512
+2% +$19.6K
XLY icon
456
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.24M 0.03%
12,362
+3,504
+40% +$328K
MINT icon
457
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.23M 0.03%
12,212
-1,437
-11% -$144K
IGSB icon
458
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.22M 0.03%
23,138
-269
-1% -$14K
LDSF icon
459
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$1.21M 0.03%
63,043
+91
+0.1% +$1.73K
PIE icon
460
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$235M
$1.21M 0.03%
58,564
-7,888
-12% -$162K
KBE icon
461
State Street SPDR S&P Bank ETF
KBE
$1.66B
$1.21M 0.03%
+22,818
New +$1.17M
FJP icon
462
First Trust Japan AlphaDEX Fund
FJP
$243M
$1.2M 0.03%
22,177
+2,325
+12% +$121K
JMST icon
463
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.2M 0.03%
23,605
+361
+2% +$18.4K
RCL icon
464
Royal Caribbean
RCL
$86.5B
$1.2M 0.03%
6,756
+457
+7% +$74.1K
VDC icon
465
Vanguard Consumer Staples ETF
VDC
$8.14B
$1.2M 0.03%
5,476
+870
+19% +$185K
VTIP icon
466
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.19M 0.03%
24,225
-1,922
-7% -$93.6K
HCA icon
467
HCA Healthcare
HCA
$92.8B
$1.19M 0.03%
2,917
+1,958
+204% +$717K
JMUB icon
468
JPMorgan Municipal ETF
JMUB
$8.33B
$1.18M 0.03%
23,075
-179
-0.8% -$9.11K
MPLX icon
469
MPLX
MPLX
$60.1B
$1.18M 0.03%
26,547
-152
-0.6% -$6.5K
VTWO icon
470
Vanguard Russell 2000 ETF
VTWO
$17.5B
$1.18M 0.03%
13,181
+2,119
+19% +$183K
DINT icon
471
Davis Select International ETF
DINT
$284M
$1.16M 0.03%
48,446
-645
-1% -$13.3K
NVG icon
472
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.16M 0.03%
86,823
-1,000
-1% -$12.8K
OKE icon
473
Oneok
OKE
$55.9B
$1.16M 0.03%
12,726
-1,688
-12% -$147K
UL icon
474
Unilever
UL
$144B
$1.16M 0.03%
15,806
-491
-3% -$33.9K
PPL
475
PPL Corp
PPL
$27.3B
$1.15M 0.03%
34,674
+4,239
+14% +$130K
17 18
19
20 21

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.