We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
451
ON Semiconductor
ON
$30.7B
$1.22M 0.04%
16,531
-1,285
-7% -$98.4K
EVRG icon
452
Evergy
EVRG
$19.4B
$1.21M 0.04%
22,740
+2,852
+14% +$146K
PKB icon
453
Invesco Building & Construction ETF
PKB
$418M
$1.2M 0.04%
16,053
+450
+3% +$29.8K
LDSF icon
454
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$1.19M 0.04%
63,283
+50,351
+389% +$945K
MBB icon
455
iShares MBS ETF
MBB
$39.1B
$1.18M 0.04%
12,789
-1,489
-10% -$138K
JMUB icon
456
JPMorgan Municipal ETF
JMUB
$8.32B
$1.18M 0.04%
+23,244
New +$1.18M
JMST icon
457
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.18M 0.04%
+23,234
New +$1.18M
XLY icon
458
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$1.18M 0.04%
12,778
-29,154
-70% -$2.6M
TTD icon
459
Trade Desk
TTD
$8.97B
$1.17M 0.03%
13,375
-425
-3% -$32.2K
BSCR icon
460
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.16M 0.03%
60,350
+1,484
+3% +$28.7K
DLTR icon
461
Dollar Tree
DLTR
$24.8B
$1.15M 0.03%
8,614
-519
-6% -$71.4K
VRTX icon
462
Vertex Pharmaceuticals
VRTX
$123B
$1.15M 0.03%
2,743
+125
+5% +$52.8K
F icon
463
Ford
F
$60.9B
$1.14M 0.03%
85,913
-4,963
-5% -$60.2K
RRX icon
464
Regal Rexnord
RRX
$12.5B
$1.14M 0.03%
6,309
-100
-2% -$15.6K
FIF
465
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.13M 0.03%
62,246
+410
+0.7% +$6.84K
FITB
466
Fifth Third Bancorp
FITB
$51.3B
$1.13M 0.03%
30,254
+38
+0.1% +$1.32K
IWN icon
467
iShares Russell 2000 Value ETF
IWN
$14.3B
$1.12M 0.03%
7,081
-542
-7% -$82.1K
WCC
468
WESCO International
WCC
$15.1B
$1.1M 0.03%
6,442
-27
-0.4% -$4.46K
NEA icon
469
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$1.1M 0.03%
99,486
+8,726
+10% +$95.8K
SPHY icon
470
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$1.1M 0.03%
46,877
+21,922
+88% +$512K
ETR icon
471
Entergy
ETR
$50.3B
$1.09M 0.03%
20,616
+2,412
+13% +$122K
VLO icon
472
Valero Energy
VLO
$89.5B
$1.08M 0.03%
6,349
+637
+11% +$91.3K
TIP icon
473
iShares TIPS Bond ETF
TIP
$14.5B
$1.08M 0.03%
10,092
-6,421
-39% -$686K
BBJP icon
474
JPMorgan BetaBuilders Japan ETF
BBJP
$17B
$1.08M 0.03%
18,459
+1,885
+11% +$105K
PFXF icon
475
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$1.08M 0.03%
61,001
-4,402
-7% -$77.3K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.