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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
451
American Water Works
AWK
$27B
$1.07M 0.04%
8,123
+2,170
+36% +$274K
XEL icon
452
Xcel Energy
XEL
$50.1B
$1.07M 0.04%
17,311
+7,525
+77% +$451K
RQI icon
453
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.07M 0.04%
87,399
+11,879
+16% +$126K
CSX icon
454
CSX Corp
CSX
$94.2B
$1.07M 0.04%
30,770
+5,477
+22% +$174K
SYY icon
455
Sysco
SYY
$40.7B
$1.07M 0.04%
14,570
-1,151
-7% -$79.4K
VRTX icon
456
Vertex Pharmaceuticals
VRTX
$124B
$1.07M 0.04%
2,618
-51
-2% -$18.8K
TJX icon
457
TJX Companies
TJX
$178B
$1.06M 0.04%
11,344
-3,414
-23% -$306K
MPLX icon
458
MPLX
MPLX
$60.1B
$1.05M 0.03%
28,652
+510
+2% +$18.3K
UL icon
459
Unilever
UL
$144B
$1.04M 0.03%
19,149
+1,993
+12% +$108K
FITB
460
Fifth Third Bancorp
FITB
$52.4B
$1.04M 0.03%
30,216
-530
-2% -$14.7K
EVRG icon
461
Evergy
EVRG
$19.7B
$1.04M 0.03%
19,888
+816
+4% +$41.1K
MPC icon
462
Marathon Petroleum
MPC
$89.3B
$1.04M 0.03%
6,981
+768
+12% +$114K
TROW icon
463
T. Rowe Price
TROW
$26.1B
$1.03M 0.03%
9,603
-762
-7% -$75.9K
CGUS icon
464
Capital Group Core Equity ETF
CGUS
$11.2B
$1.03M 0.03%
36,270
+2,881
+9% +$75.9K
MUB icon
465
iShares National Muni Bond ETF
MUB
$45.3B
$1.03M 0.03%
9,466
-1,422
-13% -$149K
BR icon
466
Broadridge
BR
$18.3B
$1.03M 0.03%
4,983
+54
+1% +$9.96K
FIF
467
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.02M 0.03%
61,836
+1,155
+2% +$18.1K
PPG icon
468
PPG Industries
PPG
$26.5B
$1M 0.03%
6,688
-6
-0.1% -$812
EES icon
469
WisdomTree US SmallCap Earnings Fund
EES
$727M
$999K 0.03%
20,056
-2,445
-11% -$108K
NEA icon
470
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$998K 0.03%
+90,760
New +$926K
TTD icon
471
Trade Desk
TTD
$8.89B
$993K 0.03%
13,800
+306
+2% +$22.5K
PKB icon
472
Invesco Building & Construction ETF
PKB
$436M
$985K 0.03%
15,603
-1,293
-8% -$70.1K
FTC icon
473
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$977K 0.03%
8,922
+318
+4% +$32.1K
BABA icon
474
Alibaba
BABA
$276B
$974K 0.03%
12,568
-3,007
-19% -$240K
ALB icon
475
Albemarle
ALB
$13.3B
$974K 0.03%
6,742
-2,316
-26% -$318K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.