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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
451
PPG Industries
PPG
$26.5B
$869K 0.03%
6,694
-991
-13% -$139K
FXN icon
452
First Trust Energy AlphaDEX Fund
FXN
$371M
$868K 0.03%
49,802
-854
-2% -$14.6K
PDD icon
453
Pinduoduo
PDD
$122B
$866K 0.03%
+8,832
New +$761K
RUSHB icon
454
Rush Enterprises Class B
RUSHB
$6B
$862K 0.03%
19,037
+9,534
+100% +$431K
PGR icon
455
Progressive
PGR
$128B
$859K 0.03%
6,164
+157
+3% +$20.7K
PKB icon
456
Invesco Building & Construction ETF
PKB
$436M
$853K 0.03%
16,896
-264
-2% -$14.3K
VNQ icon
457
Vanguard Real Estate ETF
VNQ
$40B
$852K 0.03%
11,265
-1,938
-15% -$160K
VAW icon
458
Vanguard Materials ETF
VAW
$3.05B
$843K 0.03%
4,888
+375
+8% +$67.8K
VPU
459
Vanguard Utilities ETF
VPU
$8.68B
$839K 0.03%
6,576
-368
-5% -$51.5K
CGUS icon
460
Capital Group Core Equity ETF
CGUS
$11.2B
$838K 0.03%
33,389
+7,948
+31% +$206K
MMM icon
461
3M
MMM
$94.1B
$835K 0.03%
10,656
+1,542
+17% +$132K
RRX icon
462
Regal Rexnord
RRX
$13.5B
$835K 0.03%
5,841
+481
+9% +$74K
FTC icon
463
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$832K 0.03%
8,604
+3,772
+78% +$380K
VXUS icon
464
Vanguard Total International Stock ETF
VXUS
$153B
$830K 0.03%
15,513
+3,499
+29% +$195K
IEZ icon
465
iShares US Oil Equipment & Services ETF
IEZ
$350M
$827K 0.03%
34,402
+2,452
+8% +$57.9K
WCC
466
WESCO International
WCC
$16.1B
$827K 0.03%
5,748
+282
+5% +$45.5K
BSV icon
467
Vanguard Short-Term Bond ETF
BSV
$44.7B
$825K 0.03%
10,960
-86
-0.8% -$6.48K
PICK icon
468
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
$824K 0.03%
20,736
+13,556
+189% +$552K
DFAS icon
469
Dimensional US Small Cap ETF
DFAS
$15.5B
$815K 0.03%
15,532
+93
+0.6% +$5.12K
VLO icon
470
Valero Energy
VLO
$88.7B
$813K 0.03%
5,732
+297
+5% +$38.9K
WEC icon
471
WEC Energy
WEC
$37B
$813K 0.03%
10,094
-162
-2% -$14.1K
BE icon
472
Bloom Energy
BE
$47.5B
$811K 0.03%
61,153
+1,879
+3% +$29.5K
SPHD icon
473
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$809K 0.03%
20,640
+11
+0.1% +$453
IGSB icon
474
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$806K 0.03%
16,168
-2,888
-15% -$144K
COHR icon
475
Coherent
COHR
$47.6B
$801K 0.03%
24,536
+1,741
+8% +$71.5K
17 18
19
20 21

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.