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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
451
Invesco WilderHill Clean Energy ETF
PBW
$379M
$85K 0.03%
+1,400
New +$72.8K
PRFZ icon
452
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
$85K 0.03%
+3,640
New +$86.1K
VDC icon
453
Vanguard Consumer Staples ETF
VDC
$8.16B
$85K 0.03%
+519
New +$83.6K
VO icon
454
Vanguard Mid-Cap ETF
VO
$106B
$85K 0.03%
1,920
-34,800
-95% -$1.52M
AAP icon
455
Advance Auto Parts
AAP
$3.53B
$84K 0.03%
+545
New +$82.1K
CINF icon
456
Cincinnati Financial
CINF
$27.8B
$84K 0.03%
+1,082
New +$83.8K
EHC icon
457
Encompass Health
EHC
$11.3B
$84K 0.03%
+1,634
New +$83.8K
RCKT icon
458
Rocket Pharmaceuticals
RCKT
$343M
$84K 0.03%
+3,678
New +$90.6K
XMMO icon
459
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$84K 0.03%
+1,269
New +$81.3K
XYL icon
460
Xylem
XYL
$28.5B
$84K 0.03%
1,000
-3,975
-80% -$309K
CNI icon
461
Canadian National Railway
CNI
$78.5B
$83K 0.03%
+781
New +$78.4K
KLAC icon
462
KLA
KLAC
$222B
$83K 0.03%
+4,270
New +$84.4K
SCHC icon
463
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$83K 0.03%
+2,537
New +$81.1K
WBA
464
DELISTED
Walgreens Boots Alliance
WBA
$83K 0.03%
+2,313
New +$90.4K
FVRR icon
465
Fiverr
FVRR
$331M
$82K 0.03%
+589
New +$63.1K
INTU icon
466
Intuit
INTU
$91.1B
$82K 0.03%
+250
New +$78.2K
PCN
467
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$82K 0.03%
+5,280
New +$83.2K
ABTX
468
DELISTED
Allegiance Bancshares
ABTX
$82K 0.03%
+3,508
New +$85.7K
HAL icon
469
Halliburton
HAL
$26.1B
$81K 0.03%
6,760
-8,522
-56% -$123K
LII icon
470
Lennox International
LII
$15B
$81K 0.03%
+296
New +$79K
THG icon
471
Hanover Insurance
THG
$8.13B
$81K 0.03%
+895
New +$88.9K
QMN
472
DELISTED
IQ Hedge Market Neutral Tracker ETF
QMN
$81K 0.03%
+3,016
New +$80.6K
PAYC icon
473
Paycom
PAYC
$7.88B
$80K 0.03%
+258
New +$75.4K
UPS icon
474
United Parcel Service
UPS
$88.9B
$80K 0.03%
479
-37,098
-99% -$5.4M
CERN
475
DELISTED
Cerner Corp
CERN
$80K 0.03%
+1,101
New +$78.4K
17 18
19
20 21

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.