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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
451
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$228K 0.02%
4,795
-3,491
-42% -$209K
DG icon
452
Dollar General
DG
$28.1B
$227K 0.02%
1,504
-108
-7% -$16.7K
AIVL icon
453
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$224K 0.02%
3,465
+7
+0.2% +$581
DWX icon
454
State Street SPDR S&P International Dividend ETF
DWX
$536M
$218K 0.02%
7,129
– –
ALL icon
455
Allstate
ALL
$68.3B
$216K 0.02%
2,359
+46
+2% +$5K
NEAR icon
456
iShares Short Maturity Bond ETF
NEAR
$4.83B
$216K 0.02%
4,462
+150
+3% +$7.47K
MCK icon
457
McKesson
MCK
$101B
$215K 0.02%
+1,591
New +$233K
BN icon
458
Brookfield
BN
$103B
$210K 0.02%
13,313
-2,102
-14% -$43.3K
FTXO icon
459
First Trust Nasdaq Bank ETF
FTXO
$305M
$209K 0.02%
13,369
+5,375
+67% +$127K
PFXF icon
460
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$208K 0.02%
12,589
– –
SCZ icon
461
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$206K 0.02%
4,590
-895
-16% -$49.7K
TT icon
462
Trane Technologies
TT
$97.3B
$205K 0.02%
2,477
+75
+3% +$9.11K
URI icon
463
United Rentals
URI
$66.5B
$204K 0.02%
1,982
+320
+19% +$42.4K
IXJ icon
464
iShares Global Healthcare ETF
IXJ
$4.11B
$203K 0.02%
3,338
– –
JNK icon
465
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$203K 0.02%
2,140
-704
-25% -$73.9K
EA icon
466
Electronic Arts
EA
$52.9B
$202K 0.02%
2,013
+102
+5% +$10.7K
FEP icon
467
First Trust Europe AlphaDEX Fund
FEP
$526M
$202K 0.02%
7,806
-1,769
-18% -$59.5K
EBAY icon
468
eBay
EBAY
$50.4B
$201K 0.02%
6,681
-4,230
-39% -$147K
AGGY icon
469
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
$200K 0.02%
+3,865
New +$202K
MLN icon
470
VanEck Long Muni ETF
MLN
$679M
$200K 0.02%
9,811
+301
+3% +$6.3K
ROL icon
471
Rollins
ROL
$18.5B
$200K 0.02%
+8,288
New +$204K
RQI icon
472
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$199K 0.02%
+21,959
New +$278K
TIPT icon
473
Tiptree Inc
TIPT
$655M
$198K 0.02%
37,948
– –
USA icon
474
Liberty All-Star Equity Fund
USA
$1.79B
$184K 0.02%
+38,000
New +$235K
ALLY icon
475
Ally Financial
ALLY
$13.2B
$183K 0.02%
12,681
+4,016
+46% +$106K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.