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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
451
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
– –
-25,105
Closed -$2.16M
XOM icon
452
ExxonMobil
XOM
$635B
– –
-31,679
Closed -$2.19M
XYZ
453
Block Inc
XYZ
$47.2B
– –
-15,171
Closed -$879K
ASXC
454
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-6,292
Closed -$195K
PXD
455
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,849
Closed -$257K
MMP
456
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-26,089
Closed -$1.49M
RTL
457
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-33,014
Closed -$440K
ASAP
458
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-2,703
Closed -$616K
RDS.A
459
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-4,877
Closed -$285K
BSJL
460
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-32,774
Closed -$776K
HPR
461
DELISTED
HighPoint Resources Corporation
HPR
– –
-294
Closed -$37K
DWFI
462
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
– –
-870,201
Closed -$19.5M
CHK
463
DELISTED
Chesapeake Energy Corporation
CHK
– –
-305
Closed -$134K
DWTR
464
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-8,442
Closed -$208K
CART
465
DELISTED
Carolina Trust BancShares
CART
– –
-34,982
Closed -$266K
BSJJ
466
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-97,826
Closed -$2.31M
TIER
467
DELISTED
TIER REIT, Inc.
TIER
– –
-10,167
Closed -$211K
WFT
468
DELISTED
Weatherford International plc
WFT
– –
-35,287
Closed -$20K
RGSE
469
DELISTED
Real Goods Solar, Inc. Class A
RGSE
– –
-10,000
Closed -$5K
BKK
470
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-26,737
Closed -$396K
UN
471
DELISTED
Unilever NV New York Registry Shares
UN
– –
-4,448
Closed -$240K
CELG
472
DELISTED
Celgene Corp
CELG
– –
-5,113
Closed -$357K
DWIN
473
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
– –
-119,650
Closed -$2.86M
15 16 17 18
19

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.