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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
426
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1.37M 0.04%
32,629
-84,295
-72% -$3.49M
VOOG icon
427
Vanguard S&P 500 Growth ETF
VOOG
$25.3B
$1.36M 0.03%
23,664
+9,186
+63% +$510K
SCHW
428
Charles Schwab
SCHW
$184B
$1.36M 0.03%
20,945
+6,590
+46% +$433K
IWN icon
429
iShares Russell 2000 Value ETF
IWN
$14.5B
$1.36M 0.03%
8,129
+549
+7% +$89.2K
ANGL icon
430
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$1.35M 0.03%
45,767
-5,006
-10% -$145K
QSPT icon
431
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$1.34M 0.03%
50,169
+90
+0.2% +$2.36K
NOW icon
432
ServiceNow
NOW
$114B
$1.34M 0.03%
7,500
-950
-11% -$156K
VNQ icon
433
Vanguard Real Estate ETF
VNQ
$40.1B
$1.34M 0.03%
13,725
-2,089
-13% -$192K
ON icon
434
ON Semiconductor
ON
$33.3B
$1.34M 0.03%
18,444
+2,302
+14% +$168K
SLB icon
435
SLB Ltd
SLB
$74.9B
$1.33M 0.03%
31,811
+594
+2% +$26.4K
BILS icon
436
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.88B
$1.33M 0.03%
13,377
-10,370
-44% -$1.03M
BXMX
437
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.32M 0.03%
96,371
+1,116
+1% +$14.9K
XLB icon
438
State Street Materials Select Sector SPDR ETF
XLB
$8.84B
$1.32M 0.03%
27,428
-568
-2% -$25.9K
ENB icon
439
Enbridge
ENB
$121B
$1.32M 0.03%
32,513
+1,703
+6% +$65.6K
IYM icon
440
iShares US Basic Materials ETF
IYM
$1.15B
$1.31M 0.03%
8,739
+2,263
+35% +$323K
VGIT icon
441
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$1.3M 0.03%
21,525
+14,640
+213% +$874K
FITB
442
Fifth Third Bancorp
FITB
$52B
$1.29M 0.03%
30,169
-501
-2% -$20.4K
IGIB icon
443
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.29M 0.03%
23,947
-2,693
-10% -$142K
VCIT icon
444
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$1.28M 0.03%
15,278
-1,024
-6% -$84.2K
MCK icon
445
McKesson
MCK
$103B
$1.27M 0.03%
2,559
+133
+5% +$74.1K
DIVI icon
446
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.66B
$1.27M 0.03%
38,201
-946
-2% -$30.4K
DOW icon
447
Dow Inc
DOW
$20.8B
$1.27M 0.03%
23,176
-981
-4% -$51.8K
ETR icon
448
Entergy
ETR
$53.1B
$1.26M 0.03%
19,198
-1,490
-7% -$87.8K
SMCI icon
449
Super Micro Computer
SMCI
$18.3B
$1.26M 0.03%
30,310
+8,880
+41% +$540K
MSTR icon
450
Strategy Inc
MSTR
$35.6B
$1.26M 0.03%
7,451
+221
+3% +$31.6K
16 17
18
19 20

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.