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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCN
426
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$1.34M 0.04%
95,673
+8,404
+10% +$112K
IWS icon
427
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.33M 0.04%
10,600
-683
-6% -$80.4K
IGIB icon
428
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.33M 0.04%
25,736
-5,590
-18% -$287K
CBOE icon
429
Cboe Global Markets
CBOE
$32.2B
$1.32M 0.04%
7,205
-43
-0.6% -$7.93K
SDVD icon
430
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$915M
$1.32M 0.04%
60,107
+8,720
+17% +$182K
FDN icon
431
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$1.3M 0.04%
6,354
-6
-0.1% -$1.18K
BSCQ icon
432
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.3M 0.04%
67,560
-296
-0.4% -$5.69K
RSPN icon
433
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$1.3M 0.04%
+27,173
New +$1.21M
NVG icon
434
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$1.3M 0.04%
106,688
+1,188
+1% +$14.1K
BSCS icon
435
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.56B
$1.29M 0.04%
+64,390
New +$1.29M
OUSM icon
436
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$895M
$1.29M 0.04%
+30,337
New +$1.21M
HYG icon
437
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.29M 0.04%
16,592
-2,751
-14% -$213K
DIVO icon
438
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$1.28M 0.04%
33,027
+29
+0.1% +$1.09K
BSV icon
439
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.27M 0.04%
16,606
-4,457
-21% -$342K
BSJS icon
440
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$715M
$1.27M 0.04%
+58,585
New +$1.26M
SPTL icon
441
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.27M 0.04%
45,409
+571
+1% +$15.9K
DIVI icon
442
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.65B
$1.26M 0.04%
+39,252
New +$1.22M
AXP icon
443
American Express
AXP
$224B
$1.26M 0.04%
5,541
+942
+20% +$195K
MCK icon
444
McKesson
MCK
$104B
$1.26M 0.04%
2,342
-10
-0.4% -$5.08K
QSPT icon
445
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$609M
$1.25M 0.04%
50,170
-115
-0.2% -$2.81K
BXMX
446
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.24M 0.04%
94,098
+1,536
+2% +$20K
ALB icon
447
Albemarle
ALB
$13.4B
$1.24M 0.04%
9,438
+2,696
+40% +$332K
PGR icon
448
Progressive
PGR
$128B
$1.22M 0.04%
5,922
+488
+9% +$90.5K
SWAV
449
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.22M 0.04%
3,743
-785
-17% -$193K
DOW icon
450
Dow Inc
DOW
$22B
$1.22M 0.04%
21,008
+1,444
+7% +$79.8K
16 17
18
19 20

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.