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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
426
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$1.19M 0.04%
6,360
-127
-2% -$21.2K
NTR icon
427
Nutrien
NTR
$33.3B
$1.18M 0.04%
21,034
-2,942
-12% -$166K
IWN icon
428
iShares Russell 2000 Value ETF
IWN
$14.5B
$1.18M 0.04%
7,623
+2,817
+59% +$390K
FXO icon
429
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$1.18M 0.04%
27,202
-4,191
-13% -$164K
GDXJ icon
430
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
$1.17M 0.04%
30,891
+2,154
+7% +$76K
PCY icon
431
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.17M 0.04%
+56,525
New +$1.07M
WEC icon
432
WEC Energy
WEC
$37B
$1.15M 0.04%
13,628
+3,534
+35% +$291K
BSCR icon
433
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.15M 0.04%
58,866
-3,155
-5% -$59.8K
FPXI icon
434
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$1.13M 0.04%
26,817
-260
-1% -$10.3K
WCC
435
WESCO International
WCC
$16.1B
$1.12M 0.04%
6,469
+721
+13% +$108K
PFXF icon
436
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.12M 0.04%
65,403
+2,563
+4% +$42.4K
NAD icon
437
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$1.11M 0.04%
97,377
+86,064
+761% +$909K
QDPL icon
438
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.69B
$1.11M 0.04%
+33,725
New +$1.06M
ORLY icon
439
O'Reilly Automotive
ORLY
$75.6B
$1.11M 0.04%
17,505
-3,180
-15% -$201K
F icon
440
Ford
F
$59.6B
$1.11M 0.04%
90,876
+894
+1% +$9.95K
FBT icon
441
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$1.11M 0.04%
6,992
-27,705
-80% -$3.98M
COHR icon
442
Coherent
COHR
$47.6B
$1.1M 0.04%
25,168
+632
+3% +$22.8K
VIS icon
443
Vanguard Industrials ETF
VIS
$8.22B
$1.09M 0.04%
4,943
+2,191
+80% +$442K
UPST icon
444
Upstart Holdings
UPST
$2.66B
$1.09M 0.04%
26,663
-394
-1% -$12K
MCK icon
445
McKesson
MCK
$104B
$1.09M 0.04%
2,352
-797
-25% -$362K
FJUN icon
446
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$1.08M 0.04%
+24,552
New +$1.03M
SDVD icon
447
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$924M
$1.08M 0.04%
+51,387
New +$976K
PCN
448
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$1.08M 0.04%
87,269
+3,396
+4% +$40.6K
MINT icon
449
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.07M 0.04%
10,758
+7,799
+264% +$779K
DOW icon
450
Dow Inc
DOW
$20.8B
$1.07M 0.04%
19,564
-5,095
-21% -$260K
16 17
18
19 20

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.