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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
426
Unilever
UL
$144B
$954K 0.04%
17,156
+1,380
+9% +$79.8K
EWW icon
427
iShares MSCI Mexico ETF
EWW
$1.92B
$952K 0.04%
+16,358
New +$1.01M
MPC icon
428
Marathon Petroleum
MPC
$89.3B
$941K 0.04%
6,213
-1,444
-19% -$201K
IUSV icon
429
iShares Core S&P US Value ETF
IUSV
$27.5B
$940K 0.04%
12,587
+6,087
+94% +$478K
FXH icon
430
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$939K 0.04%
9,653
-29
-0.3% -$3.01K
CPRT icon
431
Copart
CPRT
$28.4B
$932K 0.04%
21,625
+2,827
+15% +$126K
LDUR icon
432
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$930K 0.04%
9,905
-541
-5% -$50.7K
VRTX icon
433
Vertex Pharmaceuticals
VRTX
$124B
$928K 0.04%
2,669
+38
+1% +$13.3K
SJM icon
434
J.M. Smucker
SJM
$13.2B
$927K 0.04%
7,536
-179
-2% -$25.4K
GDXJ icon
435
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
$926K 0.04%
28,737
– –
FIF
436
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$919K 0.04%
60,681
+239
+0.4% +$3.63K
IWB icon
437
iShares Russell 1000 ETF
IWB
$47.9B
$909K 0.04%
3,870
+201
+5% +$49.2K
ICE icon
438
Intercontinental Exchange
ICE
$86.4B
$907K 0.04%
8,241
+2,210
+37% +$253K
MNST icon
439
Monster Beverage
MNST
$95.6B
$904K 0.04%
17,076
-390
-2% -$22.2K
PRU icon
440
Prudential Financial
PRU
$43B
$893K 0.03%
9,404
+193
+2% +$18.3K
XLP icon
441
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$891K 0.03%
12,952
+799
+7% +$58.5K
MGK icon
442
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$890K 0.03%
19,615
-625
-3% -$29.5K
DVOL icon
443
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.4M
$889K 0.03%
35,632
-26,065
-42% -$676K
EOG icon
444
EOG Resources
EOG
$74.4B
$886K 0.03%
6,982
-611
-8% -$77.7K
DSEP icon
445
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$885K 0.03%
25,983
-92
-0.4% -$3.17K
ROK icon
446
Rockwell Automation
ROK
$52.4B
$883K 0.03%
3,082
+527
+21% +$163K
BR icon
447
Broadridge
BR
$18.3B
$883K 0.03%
4,929
-380
-7% -$67.3K
CMS icon
448
CMS Energy
CMS
$23B
$882K 0.03%
16,613
+4,373
+36% +$253K
CARR icon
449
Carrier Global
CARR
$52.5B
$878K 0.03%
15,891
+197
+1% +$10.8K
FTRI icon
450
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$871K 0.03%
68,957
+4,143
+6% +$53.7K
16 17
18
19 20

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.