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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
426
Novartis
NVS
$303B
$774K 0.04%
10,165
+3,035
+43% +$252K
PPC icon
427
Pilgrim's Pride
PPC
$7.11B
$771K 0.04%
33,511
+82
+0.2% +$2.37K
DSEP icon
428
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$766K 0.04%
+26,075
New +$797K
WAT icon
429
Waters Corp
WAT
$37.9B
$761K 0.04%
2,824
+2,802
+12,736% +$894K
MP icon
430
MP Materials
MP
$7.33B
$760K 0.04%
27,861
+409
+1% +$13.4K
FPEI icon
431
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$757K 0.04%
44,118
-76,728
-63% -$1.39M
AWK icon
432
American Water Works
AWK
$27.1B
$746K 0.04%
5,735
-16
-0.3% -$2.41K
STIP icon
433
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$745K 0.04%
7,753
+41
+0.5% +$4.11K
IJS icon
434
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$744K 0.04%
9,034
+1,960
+28% +$181K
CHKP icon
435
Check Point Software Technologies
CHKP
$14.1B
$743K 0.04%
6,633
+6,229
+1,542% +$754K
IEP icon
436
Icahn Enterprises
IEP
$5.23B
$734K 0.04%
14,784
+1
+0% +$52
AMP icon
437
Ameriprise Financial
AMP
$48.7B
$732K 0.04%
2,905
+1,454
+100% +$383K
MUB icon
438
iShares National Muni Bond ETF
MUB
$45.3B
$732K 0.04%
7,133
-479
-6% -$50.9K
IDLV icon
439
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$722K 0.04%
29,289
-410
-1% -$11.3K
VDE icon
440
Vanguard Energy ETF
VDE
$9.7B
$718K 0.04%
7,071
– –
COHR icon
441
Coherent
COHR
$47.1B
$717K 0.04%
20,574
+2,594
+14% +$124K
VRTX icon
442
Vertex Pharmaceuticals
VRTX
$123B
$716K 0.04%
2,475
+230
+10% +$66.2K
CNQ icon
443
Canadian Natural Resources
CNQ
$92.3B
$714K 0.04%
30,682
+23,862
+350% +$618K
LUV icon
444
Southwest Airlines
LUV
$22.8B
$714K 0.04%
23,123
+3,146
+16% +$118K
IEMG icon
445
iShares Core MSCI Emerging Markets ETF
IEMG
$148B
$712K 0.04%
16,555
+124
+0.8% +$5.94K
IWV icon
446
iShares Russell 3000 ETF
IWV
$19.5B
$711K 0.04%
3,414
+290
+9% +$66.7K
XLY icon
447
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$711K 0.04%
9,992
+6,398
+178% +$501K
ATVI
448
DELISTED
Activision Blizzard
ATVI
$711K 0.04%
9,576
+5,503
+135% +$431K
FGD icon
449
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$710K 0.04%
38,298
+2,690
+8% +$57.1K
PCN
450
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$700K 0.04%
59,089
+1,725
+3% +$23.1K
16 17
18
19 20

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.