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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
426
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-87,360
Closed -$7.3M
SPLV icon
427
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
– –
-470,793
Closed -$21.9M
SPY icon
428
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-38,300
Closed -$9.6M
STX icon
429
Seagate
STX
$193B
– –
-11,091
Closed -$424K
SYY icon
430
Sysco
SYY
$39.7B
– –
-4,553
Closed -$285K
T icon
431
AT&T
T
$165B
– –
-256,704
Closed -$5.63M
TEVA icon
432
Teva Pharmaceuticals
TEVA
$35.9B
– –
-33,518
Closed -$541K
TIPT icon
433
Tiptree Inc
TIPT
$668M
– –
-37,948
Closed -$212K
TSLA icon
434
Tesla
TSLA
$1.24T
– –
-15,330
Closed -$337K
UL icon
435
Unilever
UL
$131B
– –
-4,838
Closed -$285K
UNP icon
436
Union Pacific
UNP
$183B
– –
-4,806
Closed -$663K
USA icon
437
Liberty All-Star Equity Fund
USA
$1.75B
– –
-14,200
Closed -$76K
USMV icon
438
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
– –
-21,657
Closed -$1.13M
UTF icon
439
Cohen & Steers Infrastructure Fund
UTF
$3.14B
– –
-32,870
Closed -$672K
VCR icon
440
Vanguard Consumer Discretionary ETF
VCR
$5.84B
– –
-1,836
Closed -$278K
VGM icon
441
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-19,307
Closed -$222K
VUG icon
442
Vanguard Growth ETF
VUG
$216B
– –
-11,886
Closed -$268K
VV icon
443
Vanguard Large-Cap ETF
VV
$51.9B
– –
-2,608
Closed -$302K
VXF icon
444
Vanguard Extended Market ETF
VXF
$30.3B
– –
-7,108
Closed -$712K
VYM icon
445
Vanguard High Dividend Yield ETF
VYM
$81.1B
– –
-20,753
Closed -$1.62M
WB icon
446
Weibo
WB
$1.9B
– –
-3,500
Closed -$205K
WBA
447
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,366
Closed -$232K
WEC icon
448
WEC Energy
WEC
$37.7B
– –
-3,606
Closed -$248K
WMT icon
449
Walmart Inc
WMT
$871B
– –
-95,577
Closed -$2.97M
XAR icon
450
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
– –
-5,884
Closed -$464K
15 16 17
18
19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.