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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
401
YPF
YPF
$19.5B
$1.51M 0.04%
71,251
+26,936
+61% +$574K
MMU
402
Western Asset Managed Municipals Fund
MMU
$549M
$1.51M 0.04%
139,262
+2,968
+2% +$31.6K
ASML icon
403
ASML
ASML
$608B
$1.48M 0.04%
1,776
-291
-14% -$260K
SPGP icon
404
Invesco S&P 500 GARP ETF
SPGP
$2.26B
$1.48M 0.04%
14,124
-26,427
-65% -$2.7M
JAAA icon
405
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.47M 0.04%
28,889
+8,926
+45% +$453K
PGR icon
406
Progressive
PGR
$128B
$1.46M 0.04%
5,768
+17
+0.3% +$3.95K
FIIG icon
407
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$648M
$1.46M 0.04%
68,469
-291,510
-81% -$6.13M
HYG icon
408
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.46M 0.04%
18,158
+1,876
+12% +$148K
CBOE icon
409
Cboe Global Markets
CBOE
$31.1B
$1.45M 0.04%
7,093
-77
-1% -$15.1K
FTHI icon
410
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
$1.44M 0.04%
62,626
+4,430
+8% +$100K
VCSH icon
411
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.44M 0.04%
18,071
-141
-0.8% -$11.1K
CSX icon
412
CSX Corp
CSX
$94.2B
$1.43M 0.04%
41,300
+1,423
+4% +$48.3K
GSG icon
413
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$1.43M 0.04%
67,899
+24
+0% +$509
FEP icon
414
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.42M 0.04%
36,542
+3,534
+11% +$134K
IXUS icon
415
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$1.42M 0.04%
19,527
-217
-1% -$15K
BABA icon
416
Alibaba
BABA
$276B
$1.42M 0.04%
13,353
-3,553
-21% -$291K
RWL icon
417
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$1.42M 0.04%
14,438
+584
+4% +$55.5K
TMUS icon
418
T-Mobile US
TMUS
$196B
$1.41M 0.04%
6,849
+1,972
+40% +$378K
VIS icon
419
Vanguard Industrials ETF
VIS
$8.22B
$1.41M 0.04%
5,423
-1,016
-16% -$249K
IYH icon
420
iShares US Healthcare ETF
IYH
$3.46B
$1.41M 0.04%
21,617
-8,551
-28% -$546K
EOG icon
421
EOG Resources
EOG
$74.4B
$1.39M 0.04%
11,313
+4,338
+62% +$545K
SMIN icon
422
iShares MSCI India Small-Cap ETF
SMIN
$754M
$1.39M 0.04%
16,115
+2,534
+19% +$211K
PHM icon
423
Pultegroup
PHM
$25.7B
$1.39M 0.04%
9,654
+438
+5% +$55.7K
KR icon
424
Kroger
KR
$36.3B
$1.38M 0.04%
24,153
+7,989
+49% +$429K
XCEM icon
425
Columbia EM Core ex-China ETF
XCEM
$1.86B
$1.38M 0.04%
42,187
+14,741
+54% +$477K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.