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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
401
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$1.46M 0.04%
9,381
+160
+2% +$23.5K
NAD icon
402
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$1.45M 0.04%
126,758
+29,381
+30% +$332K
VNQ icon
403
Vanguard Real Estate ETF
VNQ
$39.9B
$1.45M 0.04%
16,709
-2,973
-15% -$254K
B
404
Barrick Mining
B
$60.9B
$1.44M 0.04%
86,790
+7,848
+10% +$123K
RIO icon
405
Rio Tinto
RIO
$152B
$1.44M 0.04%
22,613
-5,781
-20% -$387K
SLB icon
406
SLB Ltd
SLB
$72.7B
$1.44M 0.04%
26,260
+1,631
+7% +$82.2K
CWB icon
407
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.43M 0.04%
19,544
+484
+3% +$34.7K
FCG icon
408
First Trust Natural Gas ETF
FCG
$632M
$1.43M 0.04%
51,940
+1,386
+3% +$33.9K
EWW icon
409
iShares MSCI Mexico ETF
EWW
$1.89B
$1.41M 0.04%
20,415
+425
+2% +$28.3K
RWL icon
410
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$1.4M 0.04%
14,978
-600
-4% -$53K
OKTA icon
411
Okta
OKTA
$23.8B
$1.4M 0.04%
13,378
-692
-5% -$63.8K
NOW icon
412
ServiceNow
NOW
$120B
$1.4M 0.04%
9,175
+5,780
+170% +$876K
IAU icon
413
iShares Gold Trust
IAU
$62.8B
$1.39M 0.04%
33,137
-90,231
-73% -$3.54M
MPC icon
414
Marathon Petroleum
MPC
$90.1B
$1.39M 0.04%
6,889
-92
-1% -$15.7K
XBI icon
415
State Street SPDR S&P Biotech ETF
XBI
$10B
$1.39M 0.04%
14,628
-40,423
-73% -$3.75M
VCIT icon
416
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.39M 0.04%
17,225
-6,020
-26% -$483K
O icon
417
Realty Income
O
$61.1B
$1.39M 0.04%
25,592
-2,964
-10% -$160K
CF icon
418
CF Industries
CF
$19.6B
$1.37M 0.04%
16,472
+242
+1% +$19.3K
VIS icon
419
Vanguard Industrials ETF
VIS
$7.94B
$1.36M 0.04%
5,583
+640
+13% +$145K
LQD icon
420
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.36M 0.04%
12,499
-862
-6% -$93.7K
MINT icon
421
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.36M 0.04%
13,527
+2,769
+26% +$277K
NTR icon
422
Nutrien
NTR
$33.9B
$1.36M 0.04%
25,006
+3,972
+19% +$207K
BSCP
423
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.35M 0.04%
66,193
+642
+1% +$13.1K
PM icon
424
Philip Morris
PM
$309B
$1.35M 0.04%
14,712
+223
+2% +$20.6K
BSCO
425
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.34M 0.04%
63,890
+562
+0.9% +$11.8K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.