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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCQ icon
401
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.31M 0.04%
67,856
-3,258
-5% -$61.8K
PAVE icon
402
Global X US Infrastructure Development ETF
PAVE
$14.1B
$1.3M 0.04%
37,862
-14,281
-27% -$445K
SPTL icon
403
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$1.3M 0.04%
44,838
+16,871
+60% +$449K
MMU
404
Western Asset Managed Municipals Fund
MMU
$549M
$1.3M 0.04%
127,884
+4,753
+4% +$44.8K
DLTR icon
405
Dollar Tree
DLTR
$24.4B
$1.3M 0.04%
9,133
-1,404
-13% -$166K
CBOE icon
406
Cboe Global Markets
CBOE
$31.1B
$1.29M 0.04%
+7,248
New +$1.24M
CF icon
407
CF Industries
CF
$18.9B
$1.29M 0.04%
16,230
+2,115
+15% +$168K
JKHY icon
408
Jack Henry & Associates
JKHY
$11.2B
$1.28M 0.04%
7,847
-905
-10% -$139K
SLB icon
409
SLB Ltd
SLB
$74.2B
$1.28M 0.04%
24,629
+4,081
+20% +$222K
ZROZ icon
410
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$1.28M 0.04%
15,003
+6,711
+81% +$500K
OKTA icon
411
Okta
OKTA
$23.7B
$1.27M 0.04%
14,070
+353
+3% +$26.9K
DBA icon
412
Invesco DB Agriculture Fund
DBA
$1.24B
$1.27M 0.04%
61,280
-2,610
-4% -$56.8K
ROBT icon
413
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$707M
$1.25M 0.04%
27,557
+1,181
+4% +$48.5K
AEP icon
414
American Electric Power
AEP
$72.4B
$1.25M 0.04%
15,444
+10
+0.1% +$776
NVG icon
415
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.25M 0.04%
105,500
+64,214
+156% +$698K
HEFA icon
416
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$1.24M 0.04%
+39,451
New +$1.2M
EMN icon
417
Eastman Chemical
EMN
$7.79B
$1.23M 0.04%
13,717
+4
+0% +$319
VTIP icon
418
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.23M 0.04%
25,867
-7,233
-22% -$343K
FCG icon
419
First Trust Natural Gas ETF
FCG
$609M
$1.23M 0.04%
50,554
-38,524
-43% -$968K
BRO icon
420
Brown & Brown
BRO
$25B
$1.21M 0.04%
17,016
+181
+1% +$12.9K
DIVO icon
421
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$1.21M 0.04%
32,998
+574
+2% +$20.2K
QSPT icon
422
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$1.2M 0.04%
50,285
+4,866
+11% +$110K
ZTS icon
423
Zoetis
ZTS
$32.5B
$1.19M 0.04%
6,040
-1,893
-24% -$335K
DBEF icon
424
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$1.19M 0.04%
+32,122
New +$1.14M
BXMX
425
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.19M 0.04%
92,562
+1,471
+2% +$18.4K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.