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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
401
Ford
F
$59.6B
$1.12M 0.04%
89,982
-8,899
-9% -$116K
MUB icon
402
iShares National Muni Bond ETF
MUB
$45.3B
$1.12M 0.04%
10,888
-991
-8% -$105K
MMU
403
Western Asset Managed Municipals Fund
MMU
$549M
$1.1M 0.04%
123,131
-8,982
-7% -$86.9K
HYG icon
404
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.09M 0.04%
14,828
-135
-0.9% -$10.1K
VDE icon
405
Vanguard Energy ETF
VDE
$9.72B
$1.09M 0.04%
8,611
+337
+4% +$41.3K
TROW icon
406
T. Rowe Price
TROW
$26.1B
$1.09M 0.04%
10,365
-60
-0.6% -$6.76K
EMB icon
407
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.09M 0.04%
13,142
+710
+6% +$60.6K
ROBT icon
408
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$707M
$1.07M 0.04%
26,376
+8,339
+46% +$363K
FGD icon
409
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$1.07M 0.04%
51,764
+977
+2% +$21K
BRK.A icon
410
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.06M 0.04%
2
– –
PFXF icon
411
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.06M 0.04%
62,840
-2,715
-4% -$46.7K
TTD icon
412
Trade Desk
TTD
$8.89B
$1.05M 0.04%
13,494
-43
-0.3% -$3.48K
EMN icon
413
Eastman Chemical
EMN
$7.79B
$1.05M 0.04%
13,713
-226
-2% -$18.8K
DVN icon
414
Devon Energy
DVN
$49.2B
$1.05M 0.04%
22,000
+4,221
+24% +$213K
FPXI icon
415
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$1.04M 0.04%
27,077
-973
-3% -$39.1K
SYY icon
416
Sysco
SYY
$40.7B
$1.04M 0.04%
15,721
+310
+2% +$22.3K
FDN icon
417
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$1.04M 0.04%
6,487
-610
-9% -$101K
TSCO icon
418
Tractor Supply
TSCO
$16.5B
$1.03M 0.04%
25,195
+1,455
+6% +$63K
PCN
419
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$1.02M 0.04%
83,873
+15,550
+23% +$211K
WAL icon
420
Western Alliance Bancorporation
WAL
$9.13B
$1.01M 0.04%
22,019
-5,072
-19% -$240K
PXD
421
DELISTED
Pioneer Natural Resource Co.
PXD
$1.01M 0.04%
4,386
-1,228
-22% -$280K
MPLX icon
422
MPLX
MPLX
$60.1B
$1M 0.04%
28,142
+713
+3% +$24.9K
QSPT icon
423
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$985K 0.04%
45,419
+28,516
+169% +$618K
EES icon
424
WisdomTree US SmallCap Earnings Fund
EES
$727M
$975K 0.04%
22,501
-1,150
-5% -$52.3K
EVRG icon
425
Evergy
EVRG
$19.7B
$967K 0.04%
19,072
-23
-0.1% -$1.31K
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.