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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.61B
AUM Growth
+$180M
Cap. Flow
+$56.9M
Cap. Flow %
2.18%
Top 10 Hldgs %
19.7%
Holding
1,097
New
140
Increased
454
Reduced
358
Closed
92

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$32.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.9M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$10.3M
5
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$9.39M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$44.7M
2
IYH icon
iShares US Healthcare ETF
IYH
+$7.99M
3
IYE icon
iShares US Energy ETF
IYE
+$7.63M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$6.67M
5
AZN icon
AstraZeneca
AZN
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 14.62%
2 Financials 6.45%
3 Healthcare 5.52%
4 Industrials 5.13%
5 Consumer Staples 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFJ icon
401
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
$1.07M 0.04%
+16,124
New +$1.08M
BXMX
402
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.07M 0.04%
80,323
-8,804
-10% -$116K
EES icon
403
WisdomTree US SmallCap Earnings Fund
EES
$716M
$1.06M 0.04%
23,651
-343
-1% -$14.6K
MGM icon
404
MGM Resorts International
MGM
$11.7B
$1.05M 0.04%
23,994
+1,989
+9% +$85K
TSCO icon
405
Tractor Supply
TSCO
$16.3B
$1.05M 0.04%
23,740
+320
+1% +$14.7K
FXH icon
406
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.05M 0.04%
9,682
+219
+2% +$23.5K
TTD icon
407
Trade Desk
TTD
$8.13B
$1.05M 0.04%
13,537
+775
+6% +$52.4K
BRK.A icon
408
Berkshire Hathaway Class A
BRK.A
$1.07T
$1.04M 0.04%
2
– –
AEP icon
409
American Electric Power
AEP
$73.7B
$1.03M 0.04%
12,249
+4,705
+62% +$416K
FLR icon
410
Fluor
FLR
$7.29B
$1.03M 0.04%
34,854
+11,438
+49% +$328K
ARKK icon
411
ARK Innovation ETF
ARKK
$5.69B
$1.03M 0.04%
23,317
-2,581
-10% -$103K
GDXJ icon
412
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.02M 0.04%
28,737
– –
FTHI icon
413
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$1.02M 0.04%
48,626
-614
-1% -$12.6K
RFEM icon
414
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$1.01M 0.04%
18,363
-198
-1% -$10.7K
TIPZ icon
415
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$86.2M
$1M 0.04%
18,562
+248
+1% +$13.6K
MNST icon
416
Monster Beverage
MNST
$91.4B
$1M 0.04%
+17,466
New +$993K
SWAV
417
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$998K 0.04%
3,497
-1,228
-26% -$341K
SKYY icon
418
First Trust Cloud Computing ETF
SKYY
$2.74B
$995K 0.04%
13,086
-1,001
-7% -$68.8K
AADR icon
419
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
$994K 0.04%
20,045
-1,738
-8% -$83.6K
PENN icon
420
PENN Entertainment
PENN
$2.74B
$989K 0.04%
41,140
-628
-2% -$16.7K
WAL icon
421
Western Alliance Bancorporation
WAL
$9.07B
$988K 0.04%
+27,091
New +$940K
VPU
422
Vanguard Utilities ETF
VPU
$8.83B
$987K 0.04%
6,944
-312
-4% -$45.7K
LDUR icon
423
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$981K 0.04%
10,446
+303
+3% +$28.6K
WCC
424
WESCO International
WCC
$16.2B
$979K 0.04%
5,466
+306
+6% +$44.6K
CF icon
425
CF Industries
CF
$19.2B
$972K 0.04%
14,000
+5,895
+73% +$411K
15 16
17
18 19

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EDRH
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GAM
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Prospera Financial Services's Q2 2023 Portfolio in Review

As of Q2 2023, Prospera Financial Services held 1,097 positions worth $2.61B, up 7.4% from $2.43B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q2 2023 filing shows 140 new, 454 increased, 358 reduced and 92 closed positions. Its largest new stake was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q2 2023 buy was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2023, an estimated $32.5M increase.
  • Prospera Financial Services's biggest Q2 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $44.7M.
  • Prospera Financial Services fully exited Monolithic Power Systems in Q2 2023, selling an estimated $4.08M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2.61B portfolio in Q2 2023.
  • Prospera Financial Services opened 140 new positions and closed 92 in Q2 2023.
  • Prospera Financial Services's portfolio value rose 7.4% quarter-over-quarter to $2.61B.

Based on Prospera Financial Services's 13F filing for Q2 2023, filed 8 Aug 2023.