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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
401
Devon Energy
DVN
$51.1B
$1.08M 0.04%
21,322
+5,380
+34% +$306K
DGRW icon
402
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$1.08M 0.04%
17,243
+246
+1% +$15.1K
SPOT icon
403
Spotify
SPOT
$108B
$1.07M 0.04%
+8,017
New +$918K
VPU
404
Vanguard Utilities ETF
VPU
$8.58B
$1.07M 0.04%
7,256
-2,134
-23% -$316K
BRO icon
405
Brown & Brown
BRO
$25.1B
$1.07M 0.04%
18,633
-269
-1% -$15.5K
NTR icon
406
Nutrien
NTR
$33.8B
$1.07M 0.04%
14,424
+5,355
+59% +$413K
AVUV icon
407
Avantis US Small Cap Value ETF
AVUV
$30.5B
$1.06M 0.04%
14,312
+2,946
+26% +$231K
TFC icon
408
Truist Financial
TFC
$64.5B
$1.06M 0.04%
31,093
+6,048
+24% +$264K
PXD
409
DELISTED
Pioneer Natural Resource Co.
PXD
$1.06M 0.04%
5,186
+630
+14% +$135K
EVRG icon
410
Evergy
EVRG
$19.4B
$1.06M 0.04%
17,269
+3,294
+24% +$200K
MCK icon
411
McKesson
MCK
$105B
$1.06M 0.04%
2,962
-102
-3% -$36.8K
RY icon
412
Royal Bank of Canada
RY
$291B
$1.06M 0.04%
11,039
+9
+0.1% +$892
PSA icon
413
Public Storage
PSA
$62B
$1.05M 0.04%
3,472
+229
+7% +$67.3K
ARKK icon
414
ARK Innovation ETF
ARKK
$5.74B
$1.05M 0.04%
25,898
+3,153
+14% +$121K
AADR icon
415
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.6M
$1.04M 0.04%
21,783
+2,887
+15% +$140K
FGD icon
416
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.55B
$1.04M 0.04%
47,053
+6,851
+17% +$157K
EES icon
417
WisdomTree US SmallCap Earnings Fund
EES
$723M
$1.04M 0.04%
23,994
+807
+3% +$36.5K
MINT icon
418
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.04M 0.04%
10,443
-4,526
-30% -$449K
IGSB icon
419
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.03M 0.04%
20,366
-1,432
-7% -$71.9K
SWAV
420
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.02M 0.04%
4,725
-55
-1% -$10.7K
TIPZ icon
421
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89.1M
$1.02M 0.04%
18,314
-1,181
-6% -$64.8K
PPG icon
422
PPG Industries
PPG
$25B
$1.02M 0.04%
7,649
-443
-5% -$57.1K
ITOT icon
423
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
$1.02M 0.04%
11,258
+1,066
+10% +$94.6K
NVS icon
424
Novartis
NVS
$302B
$1.02M 0.04%
11,063
+1,704
+18% +$149K
FXH icon
425
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1.02M 0.04%
9,463
+507
+6% +$55.2K
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.