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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
401
General Mills
GIS
$19.4B
$288K 0.03%
5,451
-20,417
-79% -$1.08M
USIG icon
402
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$288K 0.03%
5,133
-153
-3% -$8.88K
HYG icon
403
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$286K 0.03%
3,709
-10,869
-75% -$918K
CAH icon
404
Cardinal Health
CAH
$53.2B
$285K 0.03%
+5,947
New +$309K
IYG icon
405
iShares US Financial Services ETF
IYG
$2.16B
$283K 0.03%
8,256
-1,035
-11% -$47.2K
IBB icon
406
iShares Biotechnology ETF
IBB
$9.52B
$281K 0.03%
+2,603
New +$300K
GLU
407
Gabelli Utility & Income Trust
GLU
$114M
$279K 0.03%
20,575
+5,175
+34% +$90.5K
LSAF icon
408
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$124M
$279K 0.03%
14,716
+1,657
+13% +$40.5K
HSY icon
409
Hershey
HSY
$35.9B
$278K 0.03%
2,097
-270
-11% -$39.8K
EFV icon
410
iShares MSCI EAFE Value ETF
EFV
$28.9B
$275K 0.03%
7,712
-1,300
-14% -$57.8K
IYK icon
411
iShares US Consumer Staples ETF
IYK
$1.41B
$275K 0.03%
7,638
– –
GWPH
412
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$273K 0.03%
3,113
-1,124
-27% -$119K
BRK.A icon
413
Berkshire Hathaway Class A
BRK.A
$1.1T
$272K 0.03%
1
– –
SON icon
414
Sonoco
SON
$5.62B
$270K 0.03%
5,830
-531
-8% -$28.3K
TMO icon
415
Thermo Fisher Scientific
TMO
$214B
$269K 0.03%
+948
New +$299K
WM icon
416
Waste Management
WM
$90.9B
$269K 0.03%
2,910
-29,125
-91% -$3.34M
DDD icon
417
3D Systems Corp
DDD
$441M
$268K 0.03%
+34,700
New +$338K
PWV icon
418
Invesco Large Cap Value ETF
PWV
$1.68B
$265K 0.03%
8,786
– –
IUSG icon
419
iShares Core S&P US Growth ETF
IUSG
$31.3B
$264K 0.03%
4,621
-529
-10% -$34.8K
DLTR icon
420
Dollar Tree
DLTR
$24.7B
$263K 0.03%
+3,580
New +$305K
LDSF icon
421
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$263K 0.03%
13,405
-2,250
-14% -$45.8K
XME icon
422
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
$262K 0.03%
16,252
-11,944
-42% -$277K
FRT icon
423
Federal Realty Investment Trust
FRT
$10.7B
$260K 0.03%
3,486
-847
-20% -$97.5K
FTEC icon
424
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$260K 0.03%
4,148
+1,005
+32% +$72.1K
DOCU
425
DocuSign
DOCU
$10.4B
$259K 0.03%
+2,804
New +$225K
15 16
17
18 19

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.