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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWPH
401
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$443K 0.03%
4,237
+1,557
+58% +$175K
IGM icon
402
iShares Expanded Tech Sector ETF
IGM
$9.94B
$441K 0.03%
10,926
-690
-6% -$26.3K
SHOP icon
403
Shopify
SHOP
$148B
$437K 0.03%
+11,000
New +$372K
FUTY icon
404
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$436K 0.03%
10,315
+3
+0% +$125
IYR icon
405
iShares US Real Estate ETF
IYR
$4.59B
$433K 0.03%
4,648
+1,030
+28% +$95.5K
TWTR
406
DELISTED
Twitter, Inc.
TWTR
$433K 0.03%
13,503
+1,554
+13% +$51.1K
EMLP icon
407
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$431K 0.03%
16,925
-276
-2% -$6.87K
GE icon
408
GE Aerospace
GE
$367B
$431K 0.03%
7,748
+910
+13% +$47K
SU icon
409
Suncor Energy
SU
$77.7B
$429K 0.03%
13,079
+356
+3% +$11.1K
FXG icon
410
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$423K 0.03%
8,460
+613
+8% +$29.6K
GSK icon
411
GSK
GSK
$103B
$423K 0.03%
7,210
+1,878
+35% +$104K
SRPT icon
412
Sarepta Therapeutics
SRPT
$1.66B
$421K 0.03%
+3,259
New +$329K
XMLV icon
413
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$420K 0.03%
7,806
+1,630
+26% +$86.4K
ADBE icon
414
Adobe
ADBE
$89.5B
$417K 0.03%
1,263
-5
-0.4% -$1.47K
VCSH icon
415
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$408K 0.03%
5,036
+129
+3% +$10.4K
VPU
416
Vanguard Utilities ETF
VPU
$8.83B
$407K 0.03%
2,849
-130
-4% -$18.3K
ED icon
417
Consolidated Edison
ED
$41.6B
$406K 0.03%
4,486
+1,988
+80% +$178K
FMHI icon
418
First Trust Municipal High Income ETF
FMHI
$980M
$406K 0.03%
7,607
+470
+7% +$25K
IVZ icon
419
Invesco
IVZ
$13.3B
$403K 0.03%
22,410
+4,489
+25% +$76.6K
RFUN
420
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$402K 0.03%
15,709
-1,673
-10% -$42.5K
CMI icon
421
Cummins
CMI
$91.7B
$397K 0.03%
2,216
-43
-2% -$7.57K
ACWI icon
422
iShares MSCI ACWI ETF
ACWI
$32.6B
$396K 0.03%
5,002
+1,827
+58% +$140K
EBAY icon
423
eBay
EBAY
$48.6B
$394K 0.03%
10,911
-193
-2% -$6.99K
RWX icon
424
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$394K 0.03%
10,157
-2,650
-21% -$107K
SON icon
425
Sonoco
SON
$5.76B
$393K 0.03%
6,361
+1,820
+40% +$108K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.