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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
401
Netflix
NFLX
$295B
– –
-35,170
Closed -$964K
NKE icon
402
Nike
NKE
$62.3B
– –
-9,144
Closed -$680K
NVDA icon
403
NVIDIA
NVDA
$4.76T
– –
-222,080
Closed -$743K
OIH icon
404
VanEck Oil Services ETF
OIH
$2.08B
– –
-727
Closed -$204K
OKTA icon
405
Okta
OKTA
$24B
– –
-5,684
Closed -$363K
PAYX icon
406
Paychex
PAYX
$41.5B
– –
-3,966
Closed -$261K
PBP icon
407
Invesco S&P 500 BuyWrite ETF
PBP
$351M
– –
-29,239
Closed -$583K
PDBC icon
408
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
– –
-26,112
Closed -$394K
PDP icon
409
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
– –
-412,082
Closed -$19.9M
PFE icon
410
Pfizer
PFE
$142B
– –
-45,830
Closed -$1.89M
PFF icon
411
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-59,630
Closed -$2.04M
PG icon
412
Procter & Gamble
PG
$347B
– –
-30,931
Closed -$2.85M
PIE icon
413
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
– –
-114,159
Closed -$1.8M
PIZ icon
414
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$725M
– –
-81,223
Closed -$1.88M
QQQ icon
415
Invesco QQQ Trust
QQQ
$447B
– –
-15,790,324
Closed -$8.99M
REGL icon
416
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
– –
-6,812
Closed -$352K
RFCI icon
417
ALPS Dynamic Core Income ETF
RFCI
$15.4M
– –
-63,252
Closed -$1.5M
RFDA icon
418
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.2M
– –
-70,676
Closed -$2.01M
RFDI icon
419
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
– –
-16,675
Closed -$872K
RFEM icon
420
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.3M
– –
-7,773
Closed -$439K
RFFC icon
421
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
– –
-80,684
Closed -$2.39M
RIG icon
422
Transocean
RIG
$5.89B
– –
-32,549
Closed -$245K
RIGS icon
423
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-35,784
Closed -$863K
SDIV icon
424
Global X SuperDividend ETF
SDIV
$1.21B
– –
-16,713
Closed -$858K
SDOG icon
425
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
– –
-5,519
Closed -$216K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.