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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKB icon
401
Invesco Building & Construction ETF
PKB
$438M
$221K 0.03%
7,047
-5,415
-43% -$179K
RIG icon
402
Transocean
RIG
$5.92B
$221K 0.03%
22,702
+7,850
+53% +$80.8K
FGM icon
403
First Trust Germany AlphaDEX Fund
FGM
$96.1M
$218K 0.03%
+4,416
New +$228K
HAL icon
404
Halliburton
HAL
$27.9B
$217K 0.03%
+4,644
New +$229K
WY icon
405
Weyerhaeuser
WY
$17.3B
$216K 0.03%
+6,182
New +$218K
FXG icon
406
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$215K 0.03%
4,567
-476
-9% -$23K
PAA icon
407
Plains All American Pipeline
PAA
$17.4B
$213K 0.03%
9,640
-3,578
-27% -$78.7K
RHT
408
DELISTED
Red Hat Inc
RHT
$213K 0.03%
+1,403
New +$194K
WBA
409
DELISTED
Walgreens Boots Alliance
WBA
$212K 0.03%
+3,243
New +$232K
ALL icon
410
Allstate
ALL
$66.9B
$209K 0.03%
2,194
-130
-6% -$12.6K
FLEX icon
411
Flex
FLEX
$43.4B
$208K 0.03%
+16,836
New +$230K
BDX icon
412
Becton Dickinson
BDX
$43.1B
$207K 0.03%
+974
New +$213K
DRI icon
413
Darden Restaurants
DRI
$22.5B
$207K 0.03%
+2,409
New +$228K
VGM icon
414
Invesco Trust Investment Grade Municipals
VGM
$549M
$205K 0.03%
16,807
+4,300
+34% +$54.3K
LRCX icon
415
Lam Research
LRCX
$382B
$204K 0.03%
10,130
-3,200
-24% -$63.4K
BKK
416
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$203K 0.03%
+13,430
New +$204K
SPIP icon
417
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$202K 0.03%
+7,308
New +$203K
NS
418
DELISTED
NuStar Energy L.P.
NS
$202K 0.03%
9,928
-3,337
-25% -$89.4K
DBE icon
419
Invesco DB Energy Fund
DBE
$93.4M
$201K 0.03%
+13,350
New +$197K
IOO icon
420
iShares Global 100 ETF
IOO
$8.56B
$201K 0.03%
4,400
– –
GHII
421
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$200K 0.03%
+7,899
New +$210K
SA
422
Seabridge Gold
SA
$2.8B
$191K 0.03%
17,863
+81
+0.5% +$897
VKQ icon
423
Invesco Municipal Trust
VKQ
$536M
$189K 0.03%
16,200
+5,500
+51% +$65.9K
OVV icon
424
Ovintiv
OVV
$17.5B
$167K 0.02%
3,139
+865
+38% +$51.3K
PGX icon
425
Invesco Preferred ETF
PGX
$3.84B
$163K 0.02%
11,225
-12,401
-52% -$181K
15 16
17
18 19

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.