We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCQ icon
376
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.68M 0.04%
85,991
+19,734
+30% +$383K
PCN
377
PIMCO Corporate & Income Strategy Fund
PCN
$873M
$1.67M 0.04%
117,860
+7,542
+7% +$102K
VDE icon
378
Vanguard Energy ETF
VDE
$9.84B
$1.66M 0.04%
13,576
+7,515
+124% +$940K
CWB icon
379
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.49B
$1.66M 0.04%
21,657
+3,413
+19% +$251K
TTE icon
380
TotalEnergies
TTE
$188B
$1.63M 0.04%
25,234
+1,945
+8% +$132K
FLRT icon
381
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$1.63M 0.04%
+34,325
New +$1.64M
MMM icon
382
3M
MMM
$93.8B
$1.63M 0.04%
11,882
+1,182
+11% +$145K
RIO icon
383
Rio Tinto
RIO
$147B
$1.62M 0.04%
22,771
-67
-0.3% -$4.3K
NAD icon
384
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$1.62M 0.04%
130,784
– –
BSCO
385
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.61M 0.04%
76,207
+14,809
+24% +$313K
AXP icon
386
American Express
AXP
$225B
$1.61M 0.04%
5,917
-45
-0.8% -$11.2K
BKLN icon
387
Invesco Senior Loan ETF
BKLN
$6.97B
$1.6M 0.04%
76,076
-3,188
-4% -$67K
CF icon
388
CF Industries
CF
$19B
$1.59M 0.04%
18,485
+3,857
+26% +$298K
DIVO icon
389
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.53B
$1.59M 0.04%
38,488
+2,501
+7% +$99.4K
INTC icon
390
Intel
INTC
$434B
$1.58M 0.04%
67,281
+1,135
+2% +$28.3K
NUAG icon
391
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.4M
$1.57M 0.04%
72,954
+623
+0.9% +$13.2K
VOOV icon
392
Vanguard S&P 500 Value ETF
VOOV
$6.68B
$1.57M 0.04%
8,231
+5,284
+179% +$970K
FLR icon
393
Fluor
FLR
$6.84B
$1.56M 0.04%
32,639
-2,500
-7% -$118K
IWS icon
394
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.53M 0.04%
11,602
+1,127
+11% +$142K
VLO icon
395
Valero Energy
VLO
$89.7B
$1.53M 0.04%
11,350
+363
+3% +$52.7K
O icon
396
Realty Income
O
$61.8B
$1.53M 0.04%
24,163
-864
-3% -$51.4K
SKYY icon
397
First Trust Cloud Computing ETF
SKYY
$2.79B
$1.52M 0.04%
14,866
-26,544
-64% -$2.55M
EIPI
398
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$1.52M 0.04%
78,522
+3,031
+4% +$57.7K
FEM icon
399
First Trust Emerging Markets AlphaDEX Fund
FEM
$733M
$1.52M 0.04%
63,409
+5,543
+10% +$129K
FLS icon
400
Flowserve
FLS
$9.31B
$1.52M 0.04%
29,311
+1,314
+5% +$63.3K
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.