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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
376
Thermo Fisher Scientific
TMO
$214B
$1.63M 0.05%
2,806
+187
+7% +$105K
SHV icon
377
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1.63M 0.05%
14,739
-449
-3% -$49.5K
GOVI icon
378
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$1.63M 0.05%
57,922
+1,444
+3% +$40.6K
FLR icon
379
Fluor
FLR
$6.54B
$1.62M 0.05%
38,224
-815
-2% -$31.3K
MLPX icon
380
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$1.6M 0.05%
32,738
+375
+1% +$17.1K
PYPL icon
381
PayPal
PYPL
$50.3B
$1.6M 0.05%
23,889
+852
+4% +$52.3K
SBR
382
Sabine Royalty Trust
SBR
$1.06B
$1.6M 0.05%
25,131
+5,466
+28% +$342K
PGF icon
383
Invesco Financial Preferred ETF
PGF
$674M
$1.6M 0.05%
104,841
-15,114
-13% -$227K
BRO icon
384
Brown & Brown
BRO
$25.1B
$1.59M 0.05%
18,202
+1,186
+7% +$95.3K
MMU
385
Western Asset Managed Municipals Fund
MMU
$551M
$1.59M 0.05%
152,127
+24,243
+19% +$247K
ANGL icon
386
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.59M 0.05%
54,746
+3,368
+7% +$97.1K
CGGO icon
387
Capital Group Global Growth Equity ETF
CGGO
$11B
$1.58M 0.05%
54,871
+29,023
+112% +$790K
PIE icon
388
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$226M
$1.57M 0.05%
75,511
-6,477
-8% -$130K
EMXC icon
389
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$1.54M 0.05%
26,821
-264
-1% -$14.7K
AEP icon
390
American Electric Power
AEP
$70.4B
$1.54M 0.05%
17,922
+2,478
+16% +$201K
PTNQ icon
391
Pacer Trendpilot 100 ETF
PTNQ
$1.16B
$1.54M 0.05%
22,349
-42,512
-66% -$2.86M
PULS icon
392
PGIM Ultra Short Bond ETF
PULS
$17.7B
$1.51M 0.05%
+30,464
New +$1.51M
VCSH icon
393
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.51M 0.05%
19,525
-6,734
-26% -$520K
GSG icon
394
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
$1.51M 0.04%
68,303
+707
+1% +$14.8K
AIVL icon
395
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$1.5M 0.04%
14,783
-1,597
-10% -$155K
ISRG icon
396
Intuitive Surgical
ISRG
$127B
$1.5M 0.04%
3,749
-1,494
-28% -$565K
USO icon
397
United States Oil Fund
USO
$2.15B
$1.49M 0.04%
18,942
-11,585
-38% -$836K
CCJ icon
398
Cameco
CCJ
$36.8B
$1.48M 0.04%
34,201
+3,205
+10% +$140K
FTC icon
399
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$1.48M 0.04%
11,974
+3,052
+34% +$355K
NUAG icon
400
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.2M
$1.47M 0.04%
70,461
+1,611
+2% +$33.6K
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.