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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAT icon
376
Dimensional US Targeted Value ETF
DFAT
$14.8B
$1.46M 0.05%
+27,880
New +$1.3M
NUAG icon
377
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.5M
$1.45M 0.05%
68,850
+853
+1% +$17.2K
BMY icon
378
Bristol-Myers Squibb
BMY
$130B
$1.45M 0.05%
28,164
-3,319
-11% -$174K
MLPX icon
379
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.44M 0.05%
32,363
-842
-3% -$36.6K
B
380
Barrick Mining
B
$61.5B
$1.43M 0.05%
78,942
-10,333
-12% -$170K
PYPL icon
381
PayPal
PYPL
$51.4B
$1.41M 0.05%
23,037
-1,974
-8% -$113K
IGM icon
382
iShares Expanded Tech Sector ETF
IGM
$9.78B
$1.41M 0.05%
18,882
+708
+4% +$48.4K
FDT icon
383
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
$1.4M 0.05%
26,724
+2,448
+10% +$123K
VDE icon
384
Vanguard Energy ETF
VDE
$9.72B
$1.4M 0.05%
11,929
+3,318
+39% +$398K
TMO icon
385
Thermo Fisher Scientific
TMO
$214B
$1.39M 0.05%
2,619
-368
-12% -$178K
STIP icon
386
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.38M 0.05%
13,985
-9,985
-42% -$973K
CWB icon
387
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$1.38M 0.05%
19,060
-63,845
-77% -$4.34M
WM icon
388
Waste Management
WM
$96.1B
$1.36M 0.05%
7,613
-341
-4% -$57.2K
PM icon
389
Philip Morris
PM
$312B
$1.36M 0.05%
14,489
-2,180
-13% -$201K
EWW icon
390
iShares MSCI Mexico ETF
EWW
$1.92B
$1.36M 0.04%
19,990
+3,632
+22% +$219K
GSG icon
391
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$1.36M 0.04%
67,596
+2,779
+4% +$58.5K
MBB icon
392
iShares MBS ETF
MBB
$39.2B
$1.34M 0.04%
14,278
+10,418
+270% +$934K
BSCP
393
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.34M 0.04%
65,551
-2,797
-4% -$56.6K
VOE icon
394
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$1.34M 0.04%
9,221
-7
-0.1% -$940
CCJ icon
395
Cameco
CCJ
$37.9B
$1.34M 0.04%
30,996
+1,197
+4% +$50.1K
SBR
396
Sabine Royalty Trust
SBR
$1.07B
$1.33M 0.04%
19,665
+60
+0.3% +$3.79K
RWL icon
397
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$1.33M 0.04%
15,578
+849
+6% +$68.1K
BSCO
398
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.32M 0.04%
63,328
-2,662
-4% -$55.3K
CALF icon
399
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.73B
$1.31M 0.04%
27,336
+11,983
+78% +$515K
IWS icon
400
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.31M 0.04%
11,283
-854
-7% -$91K
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.